Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1685 ms

Exempt Reporting Adviser
COPENHAGEN INFRASTRUCTURE PARTNERS
CRD 307334 · SEC 802-118416
COPENHAGEN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COPERNICUS INVESTMENT MANAGER LLC
CRD 340197 · SEC 802-135360
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COPIA WEALTH MANAGEMENT ADVISORS, INC.
CRD 288286
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COPIAM WEALTH MANAGEMENT, LLC
CRD 173290
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COPLANNING FINANCIAL LLC
CRD 315970
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COPLEY INVESTMENT MANAGEMENT, LLC
CRD 118014 · SEC 801-118507
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COPPER SQUARE PRIVATE WEALTH, LLC
CRD 313349
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COPPER STREET CAPITAL LLP
CRD 288882 · SEC 802-110813
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COR3 INVESTMENT PARTNERS, LLC
CRD 323536
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CORAL REEF ADVISORS LLC
CRD 328929
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CORBETT WEALTH MANAGEMENT LLC
CRD 323421
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CORBIERE CAPITAL MANAGEMENT (JERSEY) LIMITED
CRD 330061 · SEC 802-129626
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CORCORAN WEALTH MANAGEMENT LLC
CRD 162162
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CORCOVADO INVESTMENT ADVISORS, LLC
CRD 333517
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CORDIANT CAPITAL INC.
CRD 172313 · SEC 801-110814
MONTREAL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CORE ASSET MANAGEMENT COMPANY
CRD 110463
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CORE ASSET MANAGEMENT, LLC
CRD 155385
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CORE CAPITAL MANAGEMENT, LLC
CRD 143501
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026