Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1109 ms

Reported as state-registered
COULOMBE AND SONS WEALTH MANAGEMENT
CRD 328371
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COUNT YOUR BEANS FINANCIAL PLANNING LLC
CRD 336344
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COUNTERPOINT ASSET MANAGEMENT LLC
CRD 164291
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COUNTERWAVE CAPITAL MANAGEMENT
CRD 321947 · SEC 802-126144
SEOUL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COURANT INVESTMENT MANAGEMENT LLC
CRD 153865 · SEC 801-109972
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COURSE 26, LLC
CRD 171325
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COVE FORT CAPITAL, LLC
CRD 289204
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COVENANT FINANCIAL ADVISORS, LLC
CRD 328840
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COVERED EDGE ASSET MANAGEMENT, LLC
CRD 158525
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COVEXIC LLC
CRD 136007
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COVEY & COVEY
CRD 135454
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COW CAPITAL INC
CRD 324665
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COW CORNER INVESTING LTD
CRD 319546 · SEC 802-124713
BRIGHTON, EAST SUSSEX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COWAN CAPITAL ADVISORS
CRD 325865
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026