Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1729 ms

Reported as state-registered
COX & COMPANY INVESTMENT ADVISORS, INC.
CRD 162306
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COX ADVISORS, LLC
CRD 174431
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COX CAPITAL MANAGEMENT
CRD 154897 · SEC 801-71890
SÃO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CPA ADVISORY SERVICES, P.C.
CRD 114170
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CPE CAPITAL
CRD 162126 · SEC 802-75533
SYDNEY, NSW
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CPE FUNDS MANAGEMENT LIMITED
CRD 295619 · SEC 802-113495
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CPL GUERNSEY LIMITED
CRD 312394 · SEC 802-121795
ST. PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CPR FINANCIAL & INSURANCE SERVICES, INC.
CRD 145855
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CQS (UK) LLP
CRD 282124 · SEC 802-107009
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CR CAPITAL INVESTMENT MANAGEMENT LIMITED
CRD 161812 · SEC 802-75030
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRACKS FUND MANAGEMENT, LLC
CRD 321199 · SEC 802-126737
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CRADLE TO COLLEGE FINANCIAL, LLC
CRD 338930
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CRAFTED FINANCIAL PLANNING
CRD 329597
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CRAFTED WEALTH MANAGEMENT
CRD 282090
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CRAFTWORK CAPITAL LLC
CRD 311626
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026