Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1693 ms

Reported as state-registered
CRYSTAL INVESTMENT MANAGEMENT
CRD 153500
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CRYSTAL OAK WEALTH MANAGEMENT, LLC
CRD 339554
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CRYSTAL TOWERS MANAGEMENT COMPANY LLC
CRD 281204 · SEC 802-106579
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CS TOMASI WEALTH MANAGEMENT
CRD 287561
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CSI WEALTH MANAGEMENT
CRD 328963
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CSIOF I JERSEY GP LIMITED
CRD 163377 · SEC 802-77012
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CSJ WEALTH MANAGEMENT, LLC
CRD 169437
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CSLA FINANCIAL INC
CRD 283082
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CSOP ASSET MANAGEMENT LIMITED
CRD 170206 · SEC 801-79092
CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CST FINANCIAL ADVISORY LLC
CRD 324035
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CSUITE INVESTMENT LLC
CRD 299116
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CSW INVESTMENT SERVICES INC.
CRD 162942 · SEC 802-74709
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CSW PARTNERS, LLC
CRD 170085
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CTG EVERGREEN MANAGEMENT LIMITED
CRD 308878 · SEC 802-119025
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CTT ADVISORS
CRD 329740 · SEC 802-135292
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CUBE INFRASTRUCTURE MANAGERS
CRD 163752 · SEC 802-76651
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CUBED SYSTEMS
CRD 174967
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CUBERA IX (GP) LIMITED
CRD 308399 · SEC 802-118728
ST. PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026