Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1004 ms

Exempt Reporting Adviser
CUBERA PRIVATE EQUITY AS
CRD 286145 · SEC 802-110317
OSLO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CUBERA VIII (GP) LIMITED
CRD 304027 · SEC 802-117173
ST. PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CUBERA X (GP) LIMITED
CRD 326676 · SEC 802-128370
ST PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CUBETECH CAPITAL, LLC
CRD 284475 · SEC 801-108401
NEW TERRITORIES
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CULBRETH WEALTH MANAGEMENT
CRD 325196
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CULTIVATE FINANCIAL GROUP LLC
CRD 288980
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CULTIVATE FINANCIAL WELLNESS, LLC
CRD 308633
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CULTIVATE WEALTH LLC
CRD 331851
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CULTIVATING WEALTH
CRD 282447 · SEC 801-107270
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CULTURE CAPITAL PARTNERS, LLC
CRD 299797
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CUMBERLAND INVESTMENT COUNSEL INC.
CRD 110887 · SEC 801-41265
TORONTO ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CUMBIE ADVISORY SERVICES, INC
CRD 142606
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CUMULUS ADVISORS LLC
CRD 221521
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CUNNING CAPITAL, LLC
CRD 310482 · SEC 801-119751
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CUNNINGHAM INVESTMENT MANAGEMENT, LLC
CRD 151389
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CURA COLLECTIVE LEGACY
CRD 339769
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CURAT GLOBAL LLC
CRD 296180 · SEC 801-114363
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CURATED WEALTH SOLUTIONS, LLC
CRD 324663
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026