Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1594 ms

Exempt Reporting Adviser
CX INVESTMENT MANAGEMENT LIMITED
CRD 297584 · SEC 802-113751
PORT LOUIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CYBERFORTUNE LLC
CRD 342869 · SEC 802-136886
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CYBERSTARTS VENTURE FUND LTD
CRD 297144 · SEC 802-120009
MIKHMORET
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CYCLE FINANCIAL PLANNING LLC
CRD 319544
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CYCLE VENTURE ASSET MANAGEMENT LLC
CRD 288374 · SEC 802-124702
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CYCLUS WEALTH MANAGEMENT
CRD 168699
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CYPRESS ASSET MANAGEMENT, INC.
CRD 145415 · SEC 801-130314
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CYPRESS CAPITAL MANAGEMENT US LIMITED
CRD 139037 · SEC 801-66379
VANCOUVER, BRITISH COLUMBIA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CYPRESS COAST INVESTMENTS
CRD 136903
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CYPRESS LANE ADVISORS
CRD 325688
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CYPRESS PATH CAPITAL, LLC
CRD 133975
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CYPRESS POINT CAPITAL MANAGEMENT, LLC
CRD 167195 · SEC 801-80324
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CYPRESS POINT FINANCIAL ADVISORS
CRD 169376
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CYPRESS PRAXIS, LLC
CRD 111716
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CYPRESS WEALTH ADVISORS, LLC
CRD 166414
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CYSTEIN
CRD 290365 · SEC 801-112087
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CZ HEDGE MANAGEMENT, LLC
CRD 159855 · SEC 802-74991
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
D & G ADVISORY GROUP, L.L.C.
CRD 125055 · SEC 801-121996
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026