Reported as state-registered
DAEHAN SECURITIES,INC
CRD 167216
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1171 ms
Exempt Reporting Adviser
DAFT CAPITAL MANAGEMENT, LLC
CRD 339931 · SEC 802-135284
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAHLIA EQUITY PARTNERS
CRD 343438 · SEC 802-137057
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED
CRD 325039 · SEC 802-127502
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DALE Q. RICE INVESTMENT MANAGEMENT
CRD 310614 · SEC 801-123463
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DALE TIONGSON
CRD 338149 · SEC 802-134291
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DALGIN, BURAK
CRD 313893 · SEC 802-120946
ISTANBUL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DALLAS FINANCIAL ADVISORS, LLC
CRD 328001
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DALLAS FINANCIAL PLANNING LLC
CRD 338591
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DALLAS MONEY MANAGEMENT LLC
CRD 153652
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DALMORE CAPITAL LIMITED
CRD 342093 · SEC 802-136391
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DAN EDWARDS INVESTMENT ADVISORY SERVICES, LLC
CRD 286259
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DAN HASSEY INVESTMENT ADVISORY
CRD 324462
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DANA WHITING FINANCIAL, LLC
CRD 164151
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DANCOURT MANAGEMENT, LLC
CRD 163698
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DANIEL FINANCIAL GROUP, INC.
CRD 154906
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DANIEL M. STERN, LLC
CRD 135877
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026