Reported as state-registered
DAVIS FINANCIAL SERVICES
CRD 316787
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1096 ms
Exempt Reporting Adviser
DAWN CAPITAL LLP
CRD 301880 · SEC 802-117087
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DAWSON INVESTMENT MANAGEMENT
CRD 312098
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DAWSON PARTNERS
CRD 281728 · SEC 801-127412
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAY ONE VENTURES MANAGEMENT LLC
CRD 290294 · SEC 802-118147
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAYBREAK VENTURES MANAGEMENT, LLC
CRD 321181 · SEC 802-132203
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAYLIGHT CAPITAL, LLC
CRD 316211 · SEC 802-122197
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAYONE CAPITAL FUND I GP LTD
CRD 319610 · SEC 802-124784
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAYONE CAPITAL INVESTMENT LIMITED
CRD 319612 · SEC 802-124785
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAYONE CAPITAL MANAGEMENT LIMITED
CRD 319613 · SEC 802-124786
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DBA FEE ONLY FINANCIAL PLANNING, INC.
CRD 114618
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DBA GENERATIONAL WEALTH STRATEGIES
CRD 111203
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DBA SEASIDE FINANCIAL & INSURANCE SERVICES
CRD 289985
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DBA STEIN INVESTMENT SERVICES
CRD 112135
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DBA TANA INVESTMENT ADVISORS
CRD 144392
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DBA, LEFEVRE CAPITAL MANAGEMENT
CRD 287874
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DBAY ADVISORS LIMITED
CRD 172833 · SEC 802-111905
DOUGLAS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DBD RETIREMENT AND FINANCIAL SERVICES
CRD 328239 · SEC 801-129039
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DBG CAPITAL ADVISORS, LLC
CRD 147504
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026