Reported as state-registered
DBM ADVISORS, LLC
CRD 293138
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1573 ms
Exempt Reporting Adviser
DC (INDIA) ADVISORS LLP
CRD 309191 · SEC 802-119210
PUNE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DC CAPITAL MANAGEMENT, LLC
CRD 142841 · SEC 801-136686
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DCA ADVISORY, LLC
CRD 316832
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DCA INVESTMENT ADVISORY, LLC
CRD 147882
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DCAPITAL WEALTH LLC
CRD 331889
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DCG WEALTH MANAGEMENT
CRD 310957
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DCP
CRD 292773 · SEC 802-112605
CAMANA BAY, GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DE LUCHI INVESTMENT MANAGEMENT
CRD 125899
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DE MAYO FINANCIAL
CRD 107082
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DE NOVO CAPITAL LLC
CRD 282458
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DE ROSA ASSET MANAGEMENT, LLC
CRD 332191
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DE VRIES ASSET MANAGEMENT, LLC
CRD 341027
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DEAFINVEST
CRD 117485
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DEAJ INSURANCE AND INVESTMENTS CONSULTING
CRD 337314
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DEAN PETERSON CAPITAL MANAGEMENT, LLC
CRD 282062
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DEAN WEALTH MANAGEMENT, LLC
CRD 172563
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DEANS KNIGHT CAPITAL MANAGEMENT
CRD 149155 · SEC 801-69980
VANCOUVER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DEBORAH WEALTH ADVISORY LLC
CRD 341446
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026