Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1068 ms

Reported as state-registered
DESERT FINANCIAL ADVISERS
CRD 113751
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DESERT FINANCIAL PLANNING
CRD 293185
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DESERT WEALTH MANAGEMENT LLC
CRD 295558
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DESIGNED WEALTH USA LTD.
CRD 337487 · SEC 801-134267
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DESLA WEALTH MANAGEMENT
CRD 310235
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DESMO WEALTH ADVISORS, LLC
CRD 304358
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DESTEFANO WEALTH MANAGEMENT
CRD 316484
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DESTELLO CAPITAL MANAGEMENT
CRD 338857 · SEC 802-135734
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DETERMINED ADVISORS LLC
CRD 319089
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DEUTSCHE BETEILIGUNGS AG / DBAG
CRD 341799 · SEC 802-136504
FRANKFURT AM MAIN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DEUTSCHE FINANCE INTERNATIONAL LLP
CRD 304088 · SEC 802-117223
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DEVELOPING FINANCIAL
CRD 315242
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DEVELOPMENT PARTNERS INTERNATIONAL LLP
CRD 160177 · SEC 802-74686
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DEVENS WEALTH MANAGEMENT
CRD 338031
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DEVIL MOUNTAIN INVESTMENT MANAGEMENT
CRD 150278
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DEVKOTA CAPITAL ADVISORS
CRD 292346
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DEVORE FINANCIAL ADVISORS LLC
CRD 306110
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DEWITT AND DUNN FINANCIAL SERVICES, LLC
CRD 304561
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DEXUS CAPITAL INVESTORS LIMITED
CRD 162793 · SEC 802-75384
SYDNEY NSW
Source release August 3, 2026 · retrieved August 18, 2026