Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1124 ms

Reported as registered
DFA AUSTRALIA LIMITED
CRD 107621 · SEC 801-48036
SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DFS CAPITAL MANAGEMENT
CRD 327508
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DFS LAB
CRD 322102 · SEC 802-126257
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DFW WEALTHCARE ADVISORS, LLC
CRD 288954
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DG PARTNERS LLP
CRD 161177 · SEC 801-111869
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DGA CAPITAL ASSET MANAGEMENT LIMITED
CRD 325867 · SEC 802-128138
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DGF
CRD 315221 · SEC 802-122243
SAO PAULO - SP
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DGF INVESTMENTS
CRD 323298 · SEC 802-126954
SAO PAULO - SP
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DH ASSET MANAGEMENT, LLC
CRD 300698
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DHAMMA CAPITAL
CRD 302037
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DHL WEALTH MANAGEMENT LLC
CRD 325335
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DI BELLO FINANCIAL
CRD 159799
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIABLO INVESTMENT ADVISORS, LLC
CRD 148139
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIABLO VISTA CAPITAL, LLC
CRD 155830
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DIAGRAM CORPORATION
CRD 312543 · SEC 802-120907
MONTREAL, QC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DIAMOND HEAD FINANCIAL ADVISORS LLC
CRD 149158
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DIAMOND REALTY MANAGEMENT INC.
CRD 305364 · SEC 802-117559
CHIYODA-KU, TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIAPHANUM
CRD 310052 · SEC 801-119330
MADRID
Source release August 3, 2026 · retrieved August 18, 2026