Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1583 ms

Reported as state-registered
DICKSON FINANCIAL GROUP, LLC.
CRD 292258
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIEGELMAN CAPITAL ADVISORS
CRD 283645
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DIEM INVESTMENTS, LLC
CRD 336745 · SEC 802-135067
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DIFFERENTIAL PLANNING LLC
CRD 312926
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DIG VENTURES MANAGEMENT LIMITED
CRD 333304 · SEC 802-134143
ST PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DIGITAL ASSET CAPITAL MANAGEMENT INC.
CRD 321952 · SEC 802-127214
ROAD TOWN, TORTOLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DIGITAL ASSET INVESTMENT MANAGEMENT
CRD 294098
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIGITAL WEALTH, LLC
CRD 285369
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DIGNARI CAPITAL PARTNERS (HK) LIMITED
CRD 172732 · SEC 802-80470
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DIGNITY WEALTH, PLLC
CRD 325296
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DIMENSION MANAGEMENT (HK) LIMITED
CRD 342899 · SEC 802-137081
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIMENSIONAL FUND ADVISORS LTD
CRD 107472 · SEC 801-40136
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DINERGY
CRD 286403
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIOGENES FINANCIAL LLC
CRD 318576
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DIOSCURI CAPITAL MANAGEMENT LLC
CRD 170788 · SEC 801-79633
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIRECT FINANCIAL CARE
CRD 310559 · SEC 801-129707
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIRECTIONAL ADVISORS
CRD 311908 · SEC 801-131170
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026