Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1446 ms

Reported as state-registered
DIREWOLF WEALTH MANAGEMENT, LLC
CRD 169000
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIRIGO INVESTMENT ADVISORS, LLC
CRD 285497
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DISCERNING CAPITAL LLC
CRD 329416 · SEC 802-135006
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DISCIPLINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD.
CRD 322019 · SEC 802-125956
SINGAPORE, SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DISCIPLINED GROWTH CAPITAL, LLC
CRD 326666
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DISCIPLINED MONEY, LLC
CRD 173349
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DISCIPLINED PORTFOLIO SOLUTIONS LLC
CRD 160072 · SEC 801-74471
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DISRUPT MANAGEMENT CO., LLC
CRD 338415 · SEC 802-134512
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DISRUPTIVESECULARGROWTH CORPORATION
CRD 300867
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DISTRICT CAPITAL MANAGEMENT, LLC
CRD 167317
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DITTRICH FINANCIAL GROUP LLC
CRD 327238
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIVERGENT CAPITAL ASSET MANAGEMENT LLC
CRD 324549
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DIVERGENT INVESTMENTS S.À.R.L
CRD 327211 · SEC 802-128593
GRAND DUCHY OF LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DIVERGENT PATH CAPITAL MANAGEMENT
CRD 337528
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIVERSIFIED CAPITAL GROUP
CRD 144648
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC
CRD 156292
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIVERSIFIED PLANNING CONCEPTS, INC.
CRD 112229
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026