Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1144 ms

Reported as state-registered
DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC
CRD 170327
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIWY FINANCIAL PLANNING
CRD 335615
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DIXIE'S TAX & FINANCIAL SERVICES, L.L.C.
CRD 339645
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DIXON FINANCIAL SERVICES
CRD 107166 · SEC 801-40910
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DJ WEALTH SYSTEMS, LLC
CRD 299360 · SEC 801-114353
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DJP WEALTH MANAGEMENT, LLC
CRD 153663
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DL WEALTH MANAGEMENT GROUP
CRD 289085
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DO VENTURES MANAGEMENT, LLC
CRD 342451 · SEC 802-136419
HO CHI MINH CITY, HO CHI MINH CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DO, LEN D
CRD 313112
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOCSA CAPITAL MANAGEMENT, INC.
CRD 124302
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOCSFP
CRD 318460
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOGPATCH WEALTH
CRD 171464
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOGWOOD CAPITAL MANAGEMENT
CRD 126568
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOLAN PARTNERS LLC
CRD 152317
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOLL CAPITAL ADVISORS INCORPORATED
CRD 134089
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOLLAR SIGN VENTURES LLC
CRD 316986
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DOLOMITE CAPITAL ADVISORS LLP
CRD 341456 · SEC 802-135849
LONDON, WESTMINSTER
Source release August 3, 2026 · retrieved August 18, 2026