Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1698 ms

Exempt Reporting Adviser
DOLPHIN ASSOCIATES III, LLC
CRD 163972 · SEC 802-127209
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DOMANI INVESTMENTS INC.
CRD 124124
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOMASK WEALTH MANAGEMENT, LLC
CRD 154629
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DOMESTIQUE CAPITAL LLC
CRD 283046 · SEC 801-135634
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DOMINION FIDUCIARY SERVICES (MALTA) LIMITED
CRD 173359 · SEC 802-80622
ST. JULIAN'S
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DOMINION FINANCIAL ADVISORS, LLC
CRD 338047
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOMO CAPITAL MANAGEMENT, LLC
CRD 144894
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DON A. SLABAUGH, LLC
CRD 127024
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DON SCHOLL & ASSOCIATES, INC.
CRD 111653
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DON'T QUIT VENTURES LLC
CRD 333580 · SEC 802-131553
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DONAHUE FINANCIAL GROUP
CRD 299715
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DONALD W. TRAYLOR
CRD 141826
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DONALIES FINANCIAL PLANNING, LLC
CRD 164700 · SEC 801-131667
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DONCASTER WEALTH LLC
CRD 336225
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DONNELLY INVESTMENTS
CRD 316460
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DONOVAN LEGACY ADVISORS, LLC
CRD 323659
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DORADO WEALTH MANAGEMENT LLC
CRD 314965 · SEC 801-126902
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DORATO CAPITAL MANAGEMENT
CRD 110097 · SEC 801-135310
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026