Exempt Reporting Adviser
DORM ROOM FUND
CRD 341745 · SEC 802-136253
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1135 ms
Reported as state-registered
DORNICK WEALTH MANAGEMENT
CRD 335053
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DORSEY WEALTH MANAGEMENT, LLC
CRD 158752
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOTCH CAPITAL
CRD 312659
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOTY EQUITY ADVISORS, INC.
CRD 113351
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOUBLE EAGLE FINANCIAL
CRD 137331
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOUBLE SEVEN WEALTH GROUP, LLC
CRD 306038
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOUBLE SPRINGS CAPITAL LLC
CRD 296927
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DOUBLEBLUE CAPITAL MANAGEMENT L.P.
CRD 281660 · SEC 802-121951
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DOUGLAS ANDERSON, III
CRD 114906
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOUGLAS BRIAN NEYLAND
CRD 113095
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOUGLAS CAPITAL ADVISORS
CRD 315059
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOUGLAS CAPITAL MANAGEMENT, LLC
CRD 143585
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOUGLAS MARIA LLC
CRD 342107
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC.
CRD 112862
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DOVER ADVISORS, LLC
CRD 320832 · SEC 801-124840
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOVER INVESTMENT ADVISORY CORPORATION
CRD 123499 · SEC 801-114388
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026