Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1902 ms

Reported as state-registered
DOWNIE FINANCIAL GROUP
CRD 289066
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DOWNSHIFT FINANCIAL
CRD 314068 · SEC 801-131232
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DOWNSTREAM PERENNIAL MANAGEMENT LLC
CRD 324112 · SEC 802-127068
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DP CAPITAL MANAGEMENT INC.
CRD 145776
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DP COSTA LLC
CRD 339877 · SEC 802-135098
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DPC WEALTH ADVISORY SERVICES, LLC.
CRD 305230
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DPCM
CRD 150717
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DPE DEUTSCHE PRIVATE EQUITY GESELLSCHAFT MBH
CRD 166573 · SEC 802-77590
MUNICH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DPE INVESTMENT GESELLSCHAFT MBH
CRD 313751 · SEC 802-120982
MUNICH, BAVARIA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DPH FINANCIAL
CRD 174893
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DPI MANAGEMENT LTD
CRD 173316 · SEC 802-80519
EBENE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DRACH ADVISORS LLC
CRD 140247
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DRACO CAPITAL PARTNERS, LLC
CRD 306055
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DRACO EVOLUTION
CRD 329860 · SEC 801-129504
TAIPEI CITY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DRAFT VENTURES LLC
CRD 305005 · SEC 802-135967
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DRAGON CAPITAL MANAGEMENT (HK) LIMITED
CRD 287890 · SEC 801-132130
CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DRAGON LEGEND CAPITAL LIMITED
CRD 331582 · SEC 802-130615
HONG KONG, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DRAPER FRONTIER
CRD 175090 · SEC 802-122236
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026