Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1770 ms

Exempt Reporting Adviser
DRC SAVILLS INVESTMENT MANAGEMENT LLP
CRD 164242 · SEC 802-77095
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DREAM PEAK CAPITAL LIMITED
CRD 331912 · SEC 802-131549
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DREAMWORK FINANCIAL GROUP
CRD 175336
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DRIVEN INVESTMENTS LLC
CRD 310095 · SEC 801-123246
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DRIVEN, LLC
CRD 329163 · SEC 802-129397
SANTIAGO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DRM WEALTH MANAGEMENT
CRD 288489
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DROST FINANCIAL
CRD 312103
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DRS FINANCIAL PARTNERS LLC
CRD 311660
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DRUCKER WEALTH
CRD 328909 · SEC 801-129473
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DRUMMOND KNIGHT ASSET MANAGEMENT PTY LTD
CRD 332009 · SEC 802-130943
NSW SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DRUMOND WEALTH MANAGEMENT
CRD 329502
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DRYSTONE LLC
CRD 146951 · SEC 801-121436
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DS2 CAPITAL LLC
CRD 340706 · SEC 801-135789
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DSA ASSET MANAGEMENT, LLC
CRD 284185
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026