Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1130 ms

Exempt Reporting Adviser
DSP ASSET MANAGERS PRIVATE LIMITED
CRD 319142 · SEC 802-126169
DADAR (WEST), MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DST MANAGERS IX LIMITED
CRD 318219 · SEC 802-123122
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DST MANAGERS LIMITED
CRD 161711 · SEC 802-75727
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DST MANAGERS V LIMITED
CRD 281523 · SEC 802-106674
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DST MANAGERS VI LIMITED
CRD 300732 · SEC 802-115179
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DST MANAGERS VII LIMITED
CRD 307663 · SEC 802-118243
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DST MANAGERS VIII LIMITED
CRD 313723 · SEC 802-121311
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DST MANAGERS X LIMITED
CRD 337567 · SEC 802-134697
GEORGE TOWN, GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DT INVESTMENT MANAGEMENT IFSC LLP
CRD 334387 · SEC 801-131910
GIFT CITY, GANDHI NAGAR, GUJARAT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DT INVESTMENTS I LLC
CRD 168117
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DTCARSON ASSET MANAGEMENT
CRD 285715
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DU LAC INVESTMENT GROUP, LLC
CRD 154112
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DUAL DESERT WEALTH MANAGEMENT, LLC
CRD 335137
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DUBEAU CAPITAL USA INC.
CRD 119222 · SEC 801-122016
QUEBEC CITY, QUEBEC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DUCKETT WEALTH MANAGEMENT
CRD 321880
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DUKE STREET LLP
CRD 337674 · SEC 802-134108
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DUNAMIS ASSET MANAGEMENT HK LIMITED
CRD 340901 · SEC 802-135892
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DUNAMIS ASSET MANAGEMENT LIMITED
CRD 332149 · SEC 802-130862
GANGNAM-GU, SEOUL
Source release August 3, 2026 · retrieved August 18, 2026