Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1034 ms

Reported as registered
DUNDAS GLOBAL INVESTORS
CRD 197522 · SEC 801-96275
EDINBURGH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DUNDEE CAPITAL MANAGEMENT LLC
CRD 343169
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DUNDEE MAESTRO MANAGEMENT, LP
CRD 329808 · SEC 801-129608
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DUNES FINANCIAL
CRD 334836
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DUNHAM PARTNERS
CRD 158592 · SEC 802-74791
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DUNHILL & COMPANY, LLC
CRD 289213
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DUNHILL FINANCIAL
CRD 288211 · SEC 801-110590
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DUNVEGAN ASSOCIATES INC
CRD 108603
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DUOMO CAPITAL
CRD 331703
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DURABLE DIVIDEND GROWTH STRATEGIES, L.P.
CRD 318676
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DURAN CAPITAL MANAGEMENT, LLC
CRD 321779
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DURO CAPITAL (SINGAPORE) ADVISORS PTE. LTD.
CRD 306395 · SEC 802-118715
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DUTTON FINANCIAL PLANNING, LLC
CRD 328563
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DUVALL WEALTH MANAGEMENT LLC
CRD 339034
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DV CAPITAL MANAGEMENT, LLC
CRD 147013 · SEC 801-128787
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DV PARTNERS MANAGEMENT
CRD 308908 · SEC 802-118726
HO CHI MINH CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DVERSIFY ADVISORS LLC
CRD 342124
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026