Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1151 ms

Reported as state-registered
DW FINANCIAL INC
CRD 136882
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DW INVESTMENT SOLUTIONS, INC.
CRD 150471 · SEC 801-136562
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DWP INVESTMENT MANAGEMENT, LLC
CRD 156684
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
DWS ALTERNATIVES GLOBAL LIMITED
CRD 139526 · SEC 801-66274
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DWS INTERNATIONAL GMBH
CRD 105075 · SEC 801-20289
FRANKFURT AM MAIN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DWS INVESTMENT S.A.
CRD 300838 · SEC 802-115197
LUXEMBOURG, LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DWS INVESTMENTS AUSTRALIA LIMITED
CRD 109112 · SEC 801-57743
SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DWS INVESTMENTS HONG KONG LIMITED
CRD 139666 · SEC 801-66285
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DWYER FINANCIAL, LLC
CRD 288470
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DYAD FINANCIAL GROUP
CRD 172428
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
DYMON ASIA CAPITAL (DIFC) LIMITED
CRD 334222 · SEC 802-131939
DUBAI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DYMON ASIA CAPITAL (HK) LIMITED
CRD 164387 · SEC 802-76755
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DYMON ASIA CAPITAL (JAPAN) LIMITED
CRD 321093 · SEC 802-125738
CHIYODA-KU, TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.
CRD 159386 · SEC 802-74548
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DYMON ASIA PRIVATE EQUITY (SINGAPORE) PTE. LTD.
CRD 310014 · SEC 802-119547
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
DYNAMIC FINANCIAL PLANNING
CRD 322253
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DYNAMIC FINANCIAL SOLUTIONS, LLC
CRD 144965
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
DYNAMIC LIFESTYLE PLANNING GROUP
CRD 342405
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026