Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1625 ms

Reported as state-registered
EASTLAKE PLANNING LLC
CRD 331427
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
EASTSOUND CAPITAL ADVISORS, LLC
CRD 160180 · SEC 801-129635
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED
CRD 144603 · SEC 801-68252
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EASY SUNDAY FINANCIAL PLANNING
CRD 341242
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
EATON VANCE ADVISERS INTERNATIONAL LTD.
CRD 283733 · SEC 801-111772
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EB CAPITAL, LLC
CRD 321265 · SEC 802-125735
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EBCO TRUSTEE SERVICES LTD LIAB. CO.
CRD 338094 · SEC 801-134604
CHIASSO, TICINO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EBIS
CRD 164024
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EBQUANT, LLC
CRD 316874
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ECAPITAL ADVISORS, INC.
CRD 114734
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ECF WEALTH, INC.
CRD 323808
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ECHELON PRIVATE WEALTH LLC
CRD 312446
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ECHO
CRD 331599 · SEC 802-131003
ROAD TOWN, TORTOLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ECHO ADVISORY LLC
CRD 288026
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ECHO FINANCIAL ADVISORS, LLC
CRD 325170 · SEC 801-130249
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ECHO WEALTH PARTNERS
CRD 324584
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026