Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1077 ms

Exempt Reporting Adviser
EDGE CASE CAPITAL PARTNERS
CRD 329191 · SEC 802-130559
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EDGEBROOK INVESTMENTS, LLC
CRD 133418
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDGEHELM FINANCIAL
CRD 305015
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDGEMONT INVESTMENT MANAGEMENT, LLC
CRD 114136
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
EDGEPOINT INVESTMENT GROUP
CRD 312152 · SEC 801-120180
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EDGESTONE PARTNERS, INC.
CRD 281846 · SEC 802-106873
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EDGEWORTH CAPITAL PTY LTD
CRD 335630 · SEC 801-136012
BONDI JUNCTION, NEW SOUTH WALES
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EDK ADVISORY
CRD 292227
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
EDL CAPITAL AG
CRD 298359 · SEC 802-113959
PFAFFIKON, SCHWYZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EDM CAPITAL, LLC
CRD 287669
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDMAN GLOBAL INVESTMENT MANAGEMENT LLC
CRD 119486
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDMD FINANCIAL STRATEGIES, LLC
CRD 153242
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDNA J. THOMPSEN, CFP
CRD 115524
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
EDRPEL
CRD 291887 · SEC 802-112747
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EDUCATED SOLUTIONS
CRD 304287
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDWARD ALLEN BENSON, PHD.
CRD 115866
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDWARD HARO FINANCIAL, LLC
CRD 328012
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDWARDS FINANCIAL & INSURANCE SERVICES
CRD 307290
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDWARDS FINANCIAL SERVICES
CRD 150517
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026