Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1232 ms

Reported as state-registered
EDWIN CHIANG INVESTMENT ADVISOR
CRD 323996
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EDWIN LANE FINANCIAL SERVICES, LLC
CRD 307035
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EE FUND MANAGEMENT, LLC
CRD 134401
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EEDARA FINANCIALS
CRD 336656
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EFC WEALTH MANAGEMENT FIRM LLC
CRD 312671
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
EFFECTIVE ASSETS
CRD 285744 · SEC 801-120391
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EFFECTIVE FINANCE LLC
CRD 327998
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
EFFISSIMO CAPITAL MANAGEMENT PTE LTD
CRD 162975 · SEC 802-75083
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EFFISSIMO PARTNERS
CRD 282954 · SEC 802-107487
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EGARDEN II CAPITAL LIMITED
CRD 310600 · SEC 802-119851
CENTRAL, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EGARDEN III CAPITAL LIMITED
CRD 310601 · SEC 802-119849
CENTRAL, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EGARDEN IV CAPITAL LTD
CRD 310599 · SEC 802-119850
CENTRAL, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EGERIA
CRD 336714 · SEC 802-134201
AMSTERDAM, NOORD HOLLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EGERTON CAPITAL (UK) LLP
CRD 156384 · SEC 801-72167
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EGLINTON CAPITAL PARTNERS INC.
CRD 323418 · SEC 802-136257
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EGP MANAGEMENT LIMITED
CRD 298842 · SEC 802-114113
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EGP WEALTH MANAGEMENT, LLC
CRD 298338
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Pending / 120-Day Approval
EHG WEALTH MANAGEMENT
CRD 342819 · SEC 801-136620
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EHVC, LLC
CRD 342961 · SEC 802-136641
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EID CAPITAL
CRD 317634
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026