Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1344 ms

Reported as state-registered
ELDERROCK FINANCIAL LLC
CRD 298350
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELDON REESE ADVISORY GROUP
CRD 322069
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELDRIDGE STREET ASSET MANAGEMENT, LLC
CRD 175355
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ELEMENTAL CAPITAL PARTNERS LLC
CRD 283897 · SEC 801-120363
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ELEMENTAL WEALTH ADVISORS, LLC
CRD 304854
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELEVATE CAPITAL MANAGEMENT, L.L.C.
CRD 301992
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELEVATE FINANCIAL
CRD 172375
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELEVATE INVESTMENT MANAGEMENT, LLC
CRD 337862
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ELEVATE PLANNERS
CRD 332251 · SEC 801-134828
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ELEVATE WEALTH ADVISORS, LLC
CRD 323825
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELEVATE WEALTH LLC
CRD 338405
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELEVATE WEALTH MANAGEMENT, L.L.C.
CRD 287511
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELEVATED ASSET MANAGEMENT LLC
CRD 290067
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ELEVATED PRIVATE WEALTH
CRD 335270 · SEC 801-132241
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ELEVATED WEALTH STRATEGIES LLC
CRD 336633
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELEVATION FINANCIAL LLC
CRD 300573
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ELEVATION HOLDINGS, LLC
CRD 337333 · SEC 802-134692
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026