Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1427 ms

Reported as registered
ELEVATION WEALTH MANAGEMENT
CRD 314604 · SEC 801-129736
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELEVATION WEALTH PARTNERS LLC
CRD 324951 · SEC 801-127588
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ELEVATION WEALTH PARTNERS, LLC
CRD 324083
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELEY-GRAHAM-AUSTGEN FINANCIAL ADVISORY SERVICES
CRD 121635
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELGON FINANCIAL ADVISORS
CRD 310458
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELION FINANCIAL, LLC
CRD 334200
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ELITE CAPITAL MANAGEMENT GROUP, LLC
CRD 144228 · SEC 801-69929
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ELITE CAPITAL SERVICES, LLC
CRD 145449
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELITE DATA SOLUTIONS LLC
CRD 341830
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELITE WEALTH MANAGEMENT, LLC
CRD 317481
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELITEGATE WEALTH, LLC
CRD 337524
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELLEN J WEBBER, CFP
CRD 148382
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELLIJA CAPITAL MANAGEMENT, LLC
CRD 137151
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELLIOTT FINANCIAL, LLC
CRD 122072
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELLS FINANCIAL SERVICES LLC
CRD 175408
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ELM ASSET MANAGEMENT INC.
CRD 114199
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ELM PARK CAPITAL MANAGEMENT, LLC
CRD 156367 · SEC 802-126135
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026