Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1260 ms

Reported as registered
ELMIND CAPITAL LP
CRD 333910 · SEC 801-131599
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ELPHINA
CRD 334990 · SEC 802-132368
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ELR CAPITAL MANAGEMENT, LLC
CRD 281239
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ELYSEUM FAMILY OFFICE S.A.
CRD 291324 · SEC 802-112215
GENEVA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ELYSIAN CAPITAL LLP
CRD 226764 · SEC 802-113594
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EM-ES FUND MANAGEMENT LLP
CRD 287902 · SEC 802-110581
LONDON, ENGLAND
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EM-ES FUND MANAGEMENT LTD.
CRD 287923 · SEC 802-110452
ROAD TOWN, TORTOLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EMANCIPARE INVESTMENT ADVISORS
CRD 315473
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMBARCADERO CAPITAL ADVISORS, INC.
CRD 329285
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
EMBARK MANAGEMENT LLC
CRD 287473 · SEC 802-109992
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMBER L. FLACK, JD, CFP, CLU, CHFC
CRD 114269 · SEC 801-62800
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMBERVEST
CRD 338652 · SEC 801-134521
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EMBOLDENFP
CRD 323352
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMERALD BLUE ADVISORS
CRD 166113
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMERALD HILLS CAPITAL, LLC
CRD 159670
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMERALD PACIFIC INVESTMENT ADVISORS LLC
CRD 313155
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
EMERALD RESEARCH CORP.
CRD 113918 · SEC 801-60455
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026