Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1122 ms

Reported as state-registered
EMPATH WEALTH
CRD 334259
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMPIRIKAL PARTNERS LLC
CRD 282691
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMPOWER FINANCIAL
CRD 318472
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
EMPOWER HARVEST MANAGEMENT SERVICES, INC.
CRD 284291 · SEC 802-108116
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EMPOWERED RETIREMENT, INC.
CRD 169389
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMPOWERING FINANCE, LLC
CRD 310901
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMPOWERING FINANCIAL
CRD 289866
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMPOWERMENT FINANCIAL ADVISORS LLC
CRD 314497
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
EMR CAPITAL ADVISORS PTY LTD
CRD 169370 · SEC 802-79197
MELBOURNE, VICTORIA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EMR CAPITAL MANAGEMENT LIMITED
CRD 290297 · SEC 802-111988
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EMRO ASSET MANAGEMENT, LLC
CRD 157178
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
EMW CAPITAL ADVISORS, LLC
CRD 134122
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
EMXETF
CRD 343315 · SEC 801-136821
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EMZ PARTNERS
CRD 333324 · SEC 802-131448
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
EN+ WEALTH
CRD 328854
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ENA INVESTMENT CAPITAL LLP
CRD 283023 · SEC 802-108498
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENAM ASSET MANAGEMENT (SINGAPORE) PTE LIMITED
CRD 327938 · SEC 802-128862
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENCIRCLE FINANCIAL STRATEGIES
CRD 327420 · SEC 801-128603
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ENCOMPASS FINANCIAL PLANNING
CRD 287472
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026