Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1066 ms

Reported as state-registered
BLUEWATER WEALTH MANAGEMENT, LLC
CRD 314725
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BLUME VENTURE INVESTMENT MANAGER LLP
CRD 317819 · SEC 802-129904
MUMBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BMA ADVISORS, LLC
CRD 124299
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BMCM FINANCE
CRD 314711
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BMMS WEALTH ADVISORY LLC
CRD 309479
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BMO NESBITT BURNS SECURITIES LTD.
CRD 281337 · SEC 801-107176
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BMO PRIVATE INVESTMENT COUNSEL INC.
CRD 160344 · SEC 801-74232
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BNP PARIBAS ASSET MANAGEMENT EUROPE
CRD 339789 · SEC 802-135635
NANTERRE, ILE DE FRANCE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BNP PARIBAS REAL ESTATE INVESTMENT MANAGEMENT FRANCE
CRD 340057 · SEC 802-135704
BOULOGNE-BILLANCOURT, ILE DE FRANCE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BODDINGTON CAPITAL, LLC
CRD 337918
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BOGAN ASSOCIATES, LLC
CRD 165111 · SEC 802-77011
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BOGGS WALLACE WEALTH PARTNERS LLC
CRD 305698
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BOGUE ASSET MANAGEMENT LLC
CRD 118985
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BOLD VISION FINANCIAL
CRD 316268
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026