Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1102 ms

Reported as registered
BORDERLESS INVESTMENT ADVISORS
CRD 318077 · SEC 801-125694
BANGALORE, KARNATAKA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BORGER CAPITAL MANAGEMENT LLC
CRD 323065
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BORMANN WEALTH MANAGEMENT, LLC
CRD 316256
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BORRIS NII & COMPANY
CRD 104709
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BORROMIN CAPITAL MANAGEMENT GMBH
CRD 298013 · SEC 802-113860
FRANKFURT AM MAIN, FRANKFURT AM MAIN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BORTEL INVESTMENT MANAGEMENT, LLC
CRD 153297
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BOS TAURUS
CRD 331704
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
CRD 168895 · SEC 801-78507
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BOSSERT CAPITAL LLC
CRD 285572
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BOULDER INVESTMENT GROUP
CRD 147809
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BOULEVARD INVESTMENT MANAGEMENT LLC
CRD 314665
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BOUNDARY CREEK ADVISORS LP
CRD 300768 · SEC 801-115208
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BOUNDLESS ADVICE LLC
CRD 289915
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BOUNDLESS INVESTMENT LIMITED
CRD 330828 · SEC 802-130009
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BOURBON FINANCIAL MANAGEMENT
CRD 152178
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BOUSSARD & GAVAUDAN GESTION SAS
CRD 162723 · SEC 802-75214
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BOW STREAM INVESTMENTS LLC
CRD 292230
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026