Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1052 ms

Reported as state-registered
BRADLEY WEALTH GROUP, LLC
CRD 337777
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BRADYCO FINANCIAL
CRD 127204 · SEC 801-132843
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRAGG CAPITAL MANAGEMENT LLC
CRD 304030
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRAGG COMER FINANCIAL ADVISORS, LLC
CRD 147750
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BRAHMA MANAGEMENT LLC
CRD 146254 · SEC 801-69257
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRAINTRUST CAPITAL, LLC
CRD 319510
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BRAMALEA PARTNERS, LLC
CRD 312893 · SEC 802-120935
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRANCH & BLOOM FINANCIAL PLANNING, LLC
CRD 339754
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BRANCHPOINT ASSET MANAGEMENT LTD.
CRD 340945 · SEC 802-135813
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRAND NEW DAY WEALTH PLANNING, LLC
CRD 327674
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BRANDON HILL WEALTH MANAGEMENT, LLC
CRD 315778 · SEC 801-135868
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRASCIA INVESTMENT MANAGEMENT, INC.
CRD 113505
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRASS CAPITAL
CRD 333892
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BRASSION CAPITAL MANAGEMENT I LLC
CRD 342146 · SEC 802-136262
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRAVA FINANCIAL
CRD 322054
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRAVE NEW WEALTH
CRD 336030
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRAVO ZULU CAPITAL MANAGEMENT
CRD 340256
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BRAWN CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD.
CRD 308471 · SEC 802-118798
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRAXTON FINANCIAL GROUP, LLC
CRD 292903
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026