Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1589 ms

Exempt Reporting Adviser
BREGAL SAGEMOUNT IV JERSEY LIMITED
CRD 325780 · SEC 802-127897
ST HELIER, JERSEY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL UNTERNEHMERKAPITAL ESH GENERAL PARTNER S.À.R.L.
CRD 336365 · SEC 802-133818
SENNINGERBERG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL UNTERNEHMERKAPITAL II GENERAL PARTNER S.À.R.L.
CRD 336369 · SEC 802-133824
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL UNTERNEHMERKAPITAL III GENERAL PARTNER S.À.R.L.
CRD 336368 · SEC 802-133823
SENNINGERBERG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL UNTERNEHMERKAPITAL IV GENERAL PARTNER S.À.R.L.
CRD 336351 · SEC 802-133822
STRASSEN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL UNTERNEHMERKAPITAL IV GP FEEDER LIMITED
CRD 336366 · SEC 802-133820
JERSEY, CHANNEL ISLANDS, ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL UNTERNEHMERKAPITAL UK LTD
CRD 336370 · SEC 802-133821
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
BREITER WEALTH MANAGEMENT, LLC
CRD 342447 · SEC 801-136458
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRENDAN WOOD TOPGUN PARTNERSHIPS INC.
CRD 327874 · SEC 801-128633
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRENNAN ASSET MANAGEMENT
CRD 174637
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRENNAN CAPITAL MANAGEMENT LLC
CRD 316432
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BRETT JOSEY WEALTH MANAGEMENT LLC
CRD 107870 · SEC 801-123172
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREVAN HOWARD (HONG KONG) LIMITED
CRD 161287 · SEC 802-75001
CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREVAN HOWARD (TEL AVIV) LTD
CRD 323961 · SEC 802-127291
TEL AVIV, JAFFA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREVAN HOWARD ASSET MANAGEMENT, LLP
CRD 161296 · SEC 802-74949
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREVAN HOWARD CAPITAL MANAGEMENT, LP
CRD 161292 · SEC 802-74971
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREVAN HOWARD CAYMAN SEZC LTD
CRD 321190 · SEC 802-130373
GEORGE TOWN, GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREVAN HOWARD INVESTMENT MANAGEMENT LIMITED
CRD 336211 · SEC 802-132957
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREVAN HOWARD INVESTMENT PRODUCTS LIMITED
CRD 161294 · SEC 802-74950
ST. HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREVAN HOWARD PRIVATE LIMITED
CRD 286012 · SEC 802-108706
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026