Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1614 ms

Reported as state-registered
BREXTON FAMILY FINANCIAL, LLC
CRD 309643
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRIAN DENNIS, CFP®
CRD 325735
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRIAN SLY AND COMPANY
CRD 111396
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRIARWOOD FINANCIAL
CRD 310562
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRICE FINANCIAL ADVISORS INC
CRD 326528
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BRICKELL KEY ASSET MANAGEMENT LIMITED
CRD 170675 · SEC 801-100508
ST. PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BRICKETT POINT INVESTMENTS, LLC
CRD 337974 · SEC 802-134358
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRICKS & MORTAR CAPITAL
CRD 134230
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BRICKWOOD ASSET MANAGEMENT
CRD 332687 · SEC 801-131110
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRIDGE CAPITAL CONSULTING, LLC
CRD 283663
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BRIDGE FINANCIAL PLANNING, LLC
CRD 174840 · SEC 801-130662
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRIDGE FINANCIAL STRATEGIES
CRD 298134
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BRIDGE INVESTMENTS LLC
CRD 338057 · SEC 802-135271
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BRIDGE THE GAP RETIREMENT PLANNERS
CRD 316508
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRIDGE TO WEALTH LLC
CRD 317202
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BRIDGEBAY
CRD 144565
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026