Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1254 ms

Reported as state-registered
CONFIANZA WEALTH MANAGEMENT
CRD 330322
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONFIDE
CRD 326192
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONFIDO CAPITAL, LLC
CRD 331517
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONFLUENCE CAPITAL ADVISORS, LLC
CRD 283467
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONFLUENT ASSET MANAGEMENT LLC
CRD 323760
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONKIN FINANCIAL GROUP, INC.
CRD 328254
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONKLIN FINANCIAL PLANNING
CRD 148755
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONKLIN SHURE FINANCIAL
CRD 316605
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONNECT FINANCIAL ADVISORS
CRD 321212
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CONNECTIVE WEALTH PARTNERS, LLC
CRD 335624 · SEC 801-132738
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONNOLLY WEALTH MANAGEMENT
CRD 155240
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
CRD 107557 · SEC 801-79433
VANCOUVER, BC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONSCIENT CAPITAL, LLC
CRD 146689
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONSCIOUS INVESTMENT SERVICES, LLC
CRD 297231
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONSERVATIVE EQUITY INVESTMENT ADVISORS
CRD 147961
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CONSERVATIVE WEALTH MANAGEMENT LLC
CRD 138925 · SEC 801-66651
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONSILIUM WEALTH ADVISORY, LLC
CRD 164993 · SEC 801-120593
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026