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Research investment advisers
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Natural language is mapped to bounded SEC/IARD and Form ADV research. Registration is not endorsement, and missing evidence is not a clean history.
We interpreted your question as
- Research task
- firm discovery
- Firm class
- RIA + ERA (separate classes)
- office state
- CT — APPLIED
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Distribution
- Matching firm facts584
form_adv_firm_facts rows matching filters
GENERATIVE INVESTMENT PARTNERS LP
Registered investment adviser (RIA)- CRD
- 312473
- Principal office
- GREENWICH, CT, 06830
- RAUM (Item 5F(2)(c))
- $293.9 million ($293,883,337.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Fixed fees; Performance-based fees
- Latest ADV filing in extract
- 2026-03-31
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 312473; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GFG ALTERNATIVE INVESTMENT ADVISORS LLC
Registered investment adviser (RIA)- CRD
- 160435
- Principal office
- GREENWICH, CT, 06830
- RAUM (Item 5F(2)(c))
- $599.6 million ($599,619,998.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-03-25
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 160435; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GFO ADVISORY SERVICES, LLC
Registered investment adviser (RIA)- CRD
- 109278
- Principal office
- GREENWICH, CT, 06831-5115
- RAUM (Item 5F(2)(c))
- $351.3 million ($351,305,768.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-04-27
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 109278; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GHK CAPITAL PARTNERS LP
Registered investment adviser (RIA)- CRD
- 306914
- Principal office
- GREENWICH, CT, 06830-6553
- RAUM (Item 5F(2)(c))
- $2.8 billion ($2,763,224,777.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees; Other
- Latest ADV filing in extract
- 2026-03-17
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 306914; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GILMAN HILL ASSET MANAGEMENT, LLC
Registered investment adviser (RIA)- CRD
- 143970
- Principal office
- NEW CANAAN, CT, 06840
- RAUM (Item 5F(2)(c))
- $1.2 billion ($1,244,139,379.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management
- Latest ADV filing in extract
- 2026-03-17
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 143970; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GLADE BROOK CAPITAL PARTNERS LLC
Registered investment adviser (RIA)- CRD
- 159807
- Principal office
- GREENWICH, CT, 06830
- RAUM (Item 5F(2)(c))
- $4.0 billion ($3,955,027,609.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-07-14
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 159807; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GOODNOW INVESTMENT GROUP LLC
Registered investment adviser (RIA)- CRD
- 136792
- Principal office
- DARIEN, CT, 06820
- RAUM (Item 5F(2)(c))
- $1.1 billion ($1,133,994,925.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-03-03
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 136792; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GOODWIN CAPITAL ADVISERS, INC.
Registered investment adviser (RIA)- CRD
- 108290
- Principal office
- HARTFORD, CT, 06103-2608
- RAUM (Item 5F(2)(c))
- $986.6 million ($986,624,790.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Fixed fees
- Latest ADV filing in extract
- 2026-03-30
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 108290; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GPB CAPITAL HOLDINGS, LLC
Registered investment adviser (RIA)- CRD
- 169825
- Principal office
- GREENWICH, CT, 06830
- RAUM (Item 5F(2)(c))
- $646.2 million ($646,189,076.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees; Other
- Latest ADV filing in extract
- 2026-03-31
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 169825; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GRADIENT RIDGE CAPITAL, L.P.
Registered investment adviser (RIA)- CRD
- 340497
- Principal office
- NORWALK, CT, 06854
- RAUM (Item 5F(2)(c))
- $231.8 million ($231,800,000.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-06-01
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 340497; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GRAHAM CAPITAL MANAGEMENT, L.P.
Registered investment adviser (RIA)- CRD
- 160925
- Principal office
- ROWAYTON, CT, 06853
- RAUM (Item 5F(2)(c))
- $42.9 billion ($42,865,979,000.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees; Other
- Latest ADV filing in extract
- 2026-07-07
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 160925; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GRANDVIEW PROPERTY PARTNERS, LLC
Registered investment adviser (RIA)- CRD
- 299814
- Principal office
- GREENWICH, CT, 06830
- RAUM (Item 5F(2)(c))
- $890.1 million ($890,120,992.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-03-31
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 299814; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GRANITE GROUP ADVISORS, LLC
Registered investment adviser (RIA)- CRD
- 127357
- Principal office
- STAMFORD, CT, 06901
- RAUM (Item 5F(2)(c))
- $829.6 million ($829,616,574.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Fixed fees; Performance-based fees
- Latest ADV filing in extract
- 2026-03-26
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 127357; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GRANITE ISLANDS PRIVATE WEALTH, LLC
Registered investment adviser (RIA)- CRD
- 336263
- Principal office
- GUILFORD, CT, 06437
- RAUM (Item 5F(2)(c))
- $229.9 million ($229,860,232.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Hourly charges; Fixed fees
- Latest ADV filing in extract
- 2026-07-15
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 336263; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GRANITE STATE CAPITAL MANAGEMENT, LP
Registered investment adviser (RIA)- CRD
- 284888
- Principal office
- GREENWICH, CT, 06830
- RAUM (Item 5F(2)(c))
- $1.3 billion ($1,330,263,887.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-03-31
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 284888; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GRAY'S CREEK CAPITAL ADVISORS, LLC
Exempt reporting adviser (ERA)- CRD
- 170402
- Principal office
- WESTPORT, CT, 06880
- RAUM (Item 5F(2)(c))
- ERA filers do not file Item 5F(2)(c) RAUM
- Compensation methods (Item 5.E)
- Not a Y/N method list on this card
- Latest ADV filing in extract
- 2026-03-25
- Source status text
- ERA - Active
Why this matched. This firm matches because it is classified as an ERA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 170402; Exempt reporting adviser (ERA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GRAYSCALE ADVISORS
Registered investment adviser (RIA)- CRD
- 314868
- Principal office
- STAMFORD, CT, 06902
- RAUM (Item 5F(2)(c))
- $60.6 million ($60,561,877.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-07-30
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 314868; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GREAT MOUNTAIN PARTNERS
Registered investment adviser (RIA)- CRD
- 309528
- Principal office
- NEW HAVEN, CT, 06510
- RAUM (Item 5F(2)(c))
- $14.1 billion ($14,107,025,927.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-03-27
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 309528; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GREAT POINT PARTNERS, LLC
Registered investment adviser (RIA)- CRD
- 158423
- Principal office
- GREENWICH, CT, 06830
- RAUM (Item 5F(2)(c))
- $1.8 billion ($1,777,101,406.00)
- Compensation methods (Item 5.E)
- Percentage of assets under management; Performance-based fees
- Latest ADV filing in extract
- 2026-03-31
- Source status text
- Approved
Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 158423; Registered investment adviser (RIA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
GREEN ROCK ENERGY PARTNERS LLC
Exempt reporting adviser (ERA)- CRD
- 338925
- Principal office
- STAMFORD, CT, 06902
- RAUM (Item 5F(2)(c))
- ERA filers do not file Item 5F(2)(c) RAUM
- Compensation methods (Item 5.E)
- Not a Y/N method list on this card
- Latest ADV filing in extract
- 2026-03-31
- Source status text
- ERA - Active
Why this matched. This firm matches because it is classified as an ERA in the current SEC/IARD roster, it reports its principal office in Connecticut.
Evidence available
SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.
Research identity — public firm report not currently published.
Open firm search for this CRDTrace this result
- Identity
- Firm CRD 338925; Exempt reporting adviser (ERA)
- Source as of
- Official publication date not established
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- Publication
- No public research profile is currently published for this identity
RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.
Trace this query
- office state
- Requested: CT; APPLIED; effective: CT. Recorded principal office, not client geography, registration jurisdiction or service territory. Field/capability: branches.region (is_main_office)
- Contract
- investor-ask-v1
- Source dataset
- Not established for all returned rows
- Official as-of / retrieved
- Not established for all returned rows / 2026-08-18
- Source clock meaning
- Source releases attached to returned firm facts; unknown publication dates remain unknown. Release labels are not converted to official effective dates.
- Geography meaning
- Recorded principal office, not client geography, registration jurisdiction or service territory
- RAUM units
- USD as reported on Form ADV Item 5F(2)(c)
- Compensation taxonomy
- Form ADV Item 5.E(1)–5.E(7) Y/N methods
- Identifier method
- Not an identifier query
- Elapsed
- 96 ms
sec_ia_ria; release label 2026-08-03; official publication not established; retrieved 2026-08-18; fingerprint not recorded.
sec_ia_era; release label 2026-08-03; official publication not established; retrieved 2026-08-18; fingerprint not recorded.
- Ask does not invent firm facts. Results come from the current SEC/IARD extract.
- RIA is not ERA. Counts stay in their class.
- Principal office is not client geography.
- RAUM is Item 5F(2)(c), not performance.
- Item 5.E methods are not fee amounts.
- Missing disclosure is not a clean history.
- Public firm reports are a publication gate (Wave-1), not a ranking.