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Natural language is mapped to bounded SEC/IARD and Form ADV research. Registration is not endorsement, and missing evidence is not a clean history.

We interpreted your question as

Research task
raum research
Firm class
RIA
RAUM
{"min":1000000000,"maxExclusive":10000000000,"bandId":"from1bTo10b"} (Form ADV Item 5F(2)(c), USD)

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Distribution

  • Matching firm facts4,023

form_adv_firm_facts rows matching filters

  1. SPECTRUM EQUITY

    Registered investment adviser (RIA)
    CRD
    160619
    Principal office
    BOSTON, MA, 02110
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,319,267,753.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-30
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 160619; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  2. CARVAL CLO MANAGEMENT LLC

    Registered investment adviser (RIA)
    CRD
    298135
    Principal office
    MINNEAPOLIS, MN, 55416-3496
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,304,940,802.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-30
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 298135; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  3. ARBOUR LANE CAPITAL MANAGEMENT LP

    Registered investment adviser (RIA)
    CRD
    298198
    Principal office
    STAMFORD, CT, 06902
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,297,263,299.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 298198; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  4. DIMENSION CAPITAL MANAGEMENT LLC

    Registered investment adviser (RIA)
    CRD
    109380
    Principal office
    CORAL GABLES, FL, 33134
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,286,124,364.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees
    Latest ADV filing in extract
    2026-03-30
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 109380; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  5. CERCANO MANAGEMENT LLC

    Registered investment adviser (RIA)
    CRD
    315897
    Principal office
    BELLEVUE, WA, 98004
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,281,283,635.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees; Performance-based fees
    Latest ADV filing in extract
    2026-07-01
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 315897; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  6. BADGLEY PHELPS WEALTH MANAGERS

    Registered investment adviser (RIA)
    CRD
    315440
    Principal office
    SEATTLE, WA, 98101
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,280,763,257.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees; Other
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Trace this result
    Identity
    Firm CRD 315440; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    Public research profile published

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Research this adviser

  7. PEAK ROCK CAPITAL LLC

    Registered investment adviser (RIA)
    CRD
    165138
    Principal office
    AUSTIN, TX, 78738
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,275,042,023.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 165138; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  8. PACIFIC HEIGHTS ASSET MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    124365
    Principal office
    SAN FRANCISCO, CA, 94111-2816
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,273,866,305.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-02-17
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 124365; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  9. ANGELES INVESTMENT ADVISORS

    Registered investment adviser (RIA)
    CRD
    110213
    Principal office
    SANTA MONICA, CA, 90401
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,272,416,549.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees
    Latest ADV filing in extract
    2026-07-30
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 110213; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  10. MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    285820
    Principal office
    BETHESDA, MD, 20814
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,270,655,672.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-05-13
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 285820; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  11. DOMAIN CAPITAL ADVISORS, LLC

    Registered investment adviser (RIA)
    CRD
    110663
    Principal office
    ATLANTA, GA, 30309
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,270,207,917.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees; Other
    Latest ADV filing in extract
    2026-03-25
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 110663; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  12. TOP TIER CAPITAL PARTNERS, LLC

    Registered investment adviser (RIA)
    CRD
    144546
    Principal office
    SAN FRANCISCO, CA, 94108
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,269,691,312.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees; Other
    Latest ADV filing in extract
    2026-05-13
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 144546; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  13. INVICTUS CAPITAL PARTNERS

    Registered investment adviser (RIA)
    CRD
    157315
    Principal office
    WASHINGTON, DC, 20036
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,252,808,150.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 157315; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  14. HOF CAPITAL

    Registered investment adviser (RIA)
    CRD
    287485
    Principal office
    NEW YORK, NY, 10012
    RAUM (Item 5F(2)(c))
    $7.3 billion ($7,250,639,603.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 287485; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  15. RIVERSTONE INVESTMENT GROUP LLC

    Registered investment adviser (RIA)
    CRD
    130849
    Principal office
    NEW YORK, NY, 10019
    RAUM (Item 5F(2)(c))
    $7.2 billion ($7,244,278,111.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-30
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Trace this result
    Identity
    Firm CRD 130849; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    Public research profile published

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Research this adviser

  16. TURIM 21 INVESTIMENTOS LTDA

    Registered investment adviser (RIA)
    CRD
    286618
    Principal office
    RIO DE JANEIRO, RJ, 22470-070
    RAUM (Item 5F(2)(c))
    $7.2 billion ($7,239,335,743.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees
    Latest ADV filing in extract
    2026-07-27
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 286618; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  17. BONDBLOXX

    Registered investment adviser (RIA)
    CRD
    317318
    Principal office
    LARKSPUR, CA, 94939
    RAUM (Item 5F(2)(c))
    $7.2 billion ($7,239,268,024.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-03-26
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Trace this result
    Identity
    Firm CRD 317318; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    Public research profile published

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Research this adviser

  18. BLS CAPITAL FONDSMAEGLERSELSKAB A/S

    Registered investment adviser (RIA)
    CRD
    170746
    Principal office
    KLAMPENBORG, 2930
    RAUM (Item 5F(2)(c))
    $7.2 billion ($7,218,433,116.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-05-19
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 170746; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  19. PPC

    Registered investment adviser (RIA)
    CRD
    291331
    Principal office
    CHICAGO, IL, 60606
    RAUM (Item 5F(2)(c))
    $7.2 billion ($7,208,185,834.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees; Other
    Latest ADV filing in extract
    2026-07-28
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 291331; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  20. A&M CAPITAL

    Registered investment adviser (RIA)
    CRD
    163576
    Principal office
    GREENWICH, CT, 06830
    RAUM (Item 5F(2)(c))
    $7.2 billion ($7,199,446,953.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees; Other
    Latest ADV filing in extract
    2026-06-25
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 163576; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD
Trace this query
Contract
investor-ask-v1
Source dataset
sec_ia_ria
Official as-of / retrieved
Not established for all returned rows / 2026-08-18
Source clock meaning
Source releases attached to returned firm facts; unknown publication dates remain unknown. Release labels are not converted to official effective dates.

sec_ia_ria; release label 2026-08-03; official publication not established; retrieved 2026-08-18; fingerprint not recorded.

Geography meaning
Not geography-filtered
RAUM units
USD as reported on Form ADV Item 5F(2)(c)
Compensation taxonomy
Form ADV Item 5.E(1)–5.E(7) Y/N methods
Identifier method
Not an identifier query
Elapsed
374 ms
  • Ask does not invent firm facts. Results come from the current SEC/IARD extract.
  • RIA is not ERA. Counts stay in their class.
  • Principal office is not client geography.
  • RAUM is Item 5F(2)(c), not performance.
  • Item 5.E methods are not fee amounts.
  • Missing disclosure is not a clean history.
  • Public firm reports are a publication gate (Wave-1), not a ranking.