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Firm Trust Report

GAM USA INC.

Reported as registeredReported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

CRD
110458
SEC file number
801-35671
Principal office
600 FIFTH AVENUE
SUITE 200
NEW YORK, NY, 10020
Current as of
August 3, 2026
Retrieved
August 18, 2026
Source effective date
August 3, 2026

SEC/IARD source release: August 3, 2026 · InvestorTrustHub retrieved: August 18, 2026

Official identifiers

Identifiers come from the cited SEC/IARD firm roster. InvestorTrustHub does not invent missing numbers.

  • CRD

    110458

  • SEC number

    801-35671

Regulatory status

Reported

Reported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

A source reports this value. We have not independently confirmed it beyond the cited record.

Source

Reported

U.S. Securities and Exchange Commission / IARD Form ADV dataset.

Registered Investment Advisers (IARD firm roster)

View official IAPD search (opens official source)

A source reports this value. We have not independently confirmed it beyond the cited record.

Firm / ADV facts

Legal structure

Corporation

Website as reported

https://www.linkedin.com/company/gam-investments/

Regulatory assets under management

$1.5 billion

Exact source amount: $1,474,378,061.00

Regulatory assets under management is a Form ADV regulatory measure and should not be interpreted as investment performance, firm quality, popularity, or an endorsement.

Regulatory disclosures

Firm reported No for Item 11 in this filing.

This is the Form ADV Item 11 checkbox as filed. It is not a disciplinary-event list and not a finding of a clean record.

Clients, compensation, and custody

Figures below are adviser-reported Form ADV items. They are not performance, popularity, or quality scores.

Reported scale

Reported

Employees as reported: 14

Advisory personnel as reported: 10

Clients as reported: 0

As of July 2, 2026

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported compensation methods

Reported
  • Percentage of assets under management
  • Performance-based fees

Compensation methods are the boxes the adviser checked on Form ADV. This is not a “fee-only” determination.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported custody

Reported

Client cash: No as reported

Client securities: No as reported

Related-person cash: Yes as reported

Related-person securities: Yes as reported

Custody is reported as filed. It is not a risk score or a quality finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported related financial businesses

Reported
  • Commodity pool operator / commodity trading advisor
  • Other
  • Other investment adviser

Reported affiliations are types of related financial businesses as filed. They are not a conflict finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Current reported relationships

Names appear only as reported on this firm’s Form ADV. They are not standalone public profiles. Name-only or otherwise unconfirmed rows remain internal and are not shown.

Ownership and control

Schedule A is direct ownership. Schedule B is indirect ownership. An executive/control relationship is not the same as ownership.

  • Reported direct owner

    Rainsford, Timothy, Cameron

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported direct owner

    SAMARZIJA, AIDA, SNJEZANA

    Individual as reported · Title/status as reported: CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported direct owner

    TAN, NICHOLAS, S

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported direct owner

    TINIO, MARIA, LOURDES

    Individual as reported · Title/status as reported: TREASURER / DIRECTOR

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported direct owner

    WALKER, IAN, ANDREW

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    Rainsford, Timothy, Cameron

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    SAMARZIJA, AIDA, SNJEZANA

    Individual as reported · Title/status as reported: CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    TAN, NICHOLAS, S

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    TINIO, MARIA, LOURDES

    Individual as reported · Title/status as reported: TREASURER / DIRECTOR

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    WALKER, IAN, ANDREW

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

Related organizations

  • Related organization reported by the adviser

    GAM LONDON LIMITED

    Organization as reported · CRD 337825

    Reported in Form ADV dated July 2, 2026 · Registered investment adviser filing

Private funds reported by the adviser

Named funds appear only on this adviser profile. InvestorTrustHub does not publish standalone fund pages from this graph.

Item 7.B private-fund count as reported (not a named-fund list) · Item 7.B: Yes as reported · Count 7.B.(1): 5 · Gross assets as reported: 547,253,195

  • Private fund reported by the adviser

    GAM GLOBAL MACRO ARBITRAGE INC.

    805-1691802489

    British Virgin Islands · Reported in Form ADV dated July 2, 2026

  • Private fund reported by the adviser

    GAM GLOBAL OPPORTUNITIES INC.

    805-2810579031

    British Virgin Islands · Reported in Form ADV dated July 2, 2026

  • Private fund reported by the adviser

    GAM GLOBAL SPECIAL SITUATIONS

    805-7824496187

    Luxembourg · Reported in Form ADV dated July 2, 2026

  • Private fund reported by the adviser

    GAM MULTIBOND ABS POOL

    805-5288728960

    Luxembourg · Reported in Form ADV dated July 2, 2026

  • Private fund reported by the adviser

    GAM STAR INCOME

    805-6174363540

    Ireland · Reported in Form ADV dated July 2, 2026

Filing history / historical reported relationships

Historical filings are evidence of what was filed, not a restatement of current facts.

Filings in graph

36

RIA 36 · ERA 0

Latest relational filing

July 2, 2026

Registered investment adviser · Other-Than Anual Amendment For Registered Adviser

ADV-W filings

0

Shown as historical evidence only

Recent sec form adv filings
  • 2106401 · July 2, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2117330 · July 2, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · current reported filing
  • 2077664 · March 31, 2026 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 2033567 · December 22, 2025 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2024703 · October 30, 2025 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1876955 · May 29, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1851726 · March 29, 2024 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1796450 · October 30, 2023 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1753814 · May 2, 2023 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1742062 · March 31, 2023 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1694985 · December 16, 2022 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1641923 · April 13, 2022 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing

Sources and methodology

Evidence and source details

Material facts on this page are traced to the official SEC/IARD roster. Expand a panel to see source context. Raw 400-column filings are not dumped here.

Source, dataset, and retrieval

Source. U.S. Securities and Exchange Commission / IARD · Registered Investment Advisers (IARD firm roster) · record 110458 · retrieved August 18, 2026

Release: August 3, 2026

Evidence records tied to this firm: 7

Raw source snapshot: present

Source status text (not a consumer endorsement): Approved

What these terms mean

What is an RIA?

A registered investment adviser is a firm whose Form ADV/IARD record reports it as registered with the SEC or, in other contexts, a state. InvestorTrustHub shows what the cited official dataset reports. Registration is a regulatory category, not a quality rating.

What is an Exempt Reporting Adviser?

An Exempt Reporting Adviser files a limited Form ADV report because it qualifies for an exemption from full SEC registration. It is not a registered investment adviser. Exemption from full registration is not a finding of safety, quality, or honesty.

What is a CRD number?

A CRD number is the Central Registration Depository identifier assigned to a firm or individual in the IARD/CRD system. InvestorTrustHub uses the firm CRD as the stable identity key. A CRD is an identifier, not an endorsement.

What is an SEC file number?

An SEC file number (often beginning 801- for registered advisers or 802- for exempt reporting advisers) is an official file identifier in SEC/IARD records. If this source record does not include one, that absence is not proof that no file number exists in another source.

What does “reported as registered” mean?

It means the cited official dataset reports the firm as a registered investment adviser as of the source date. It does not mean InvestorTrustHub or the SEC approved, certified, or recommended the firm.

What does it NOT mean?

Registration does not establish investment quality, performance, honesty, suitability, low risk, fiduciary compliance in every circumstance, or the absence of regulatory problems. Missing research is not a clean record.

What InvestorTrustHub has not researched yet

Absence from this page is not a finding that a record is clean, that no disclosure exists, or that the firm has no associated professionals.

  • Individual professionals associated with this firm
  • FINRA BrokerCheck research
  • Detailed disciplinary history (DRP events)
  • State-specific enforcement records
  • Form ADV Part 2 brochure narrative
  • Standalone public fund or owner profiles
  • Investment performance
  • Portfolio holdings
  • Consumer reviews