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CAPITAL ANALYSTS

CAPITAL ANALYSTS, LLC

Reported as registeredReported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

CRD
162200
SEC file number
801-74614
Principal office
601 OFFICE CENTER DRIVE
SUITE 300
FORT WASHINGTON, PA, 19034-3232
Current as of
August 3, 2026
Retrieved
August 18, 2026
Source effective date
August 3, 2026

SEC/IARD source release: August 3, 2026 · InvestorTrustHub retrieved: August 18, 2026

Official identifiers

Identifiers come from the cited SEC/IARD firm roster. InvestorTrustHub does not invent missing numbers.

  • CRD

    162200

  • SEC number

    801-74614

Regulatory status

Reported

Reported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

A source reports this value. We have not independently confirmed it beyond the cited record.

Source

Reported

U.S. Securities and Exchange Commission / IARD Form ADV dataset.

Registered Investment Advisers (IARD firm roster)

View official IAPD search (opens official source)

A source reports this value. We have not independently confirmed it beyond the cited record.

Firm / ADV facts

Legal structure

Limited Liability Company

Website as reported

HTTPS://WWW.LINCOLNINVESTMENT.COM

Regulatory assets under management

$8.8 billion

Exact source amount: $8,769,033,123.00

Regulatory assets under management is a Form ADV regulatory measure and should not be interpreted as investment performance, firm quality, popularity, or an endorsement.

Regulatory disclosures

Firm reported one or more Item 11 disclosure indicators in this source record.

This is the Form ADV Item 11 checkbox as filed. It is not a disciplinary-event list and not a finding of a clean record.

Clients, compensation, and custody

Figures below are adviser-reported Form ADV items. They are not performance, popularity, or quality scores.

Reported scale

Reported

Employees as reported: 679

Advisory personnel as reported: 667

Clients as reported: 57

As of July 20, 2026

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported compensation methods

Reported
  • Fixed fees
  • Percentage of assets under management

Compensation methods are the boxes the adviser checked on Form ADV. This is not a “fee-only” determination.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported custody

Reported

Client cash: Yes as reported

Client securities: Yes as reported

Related-person cash: No as reported

Related-person securities: No as reported

Custody is reported as filed. It is not a risk score or a quality finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported related financial businesses

Reported
  • Accountant or accounting firm
  • Broker-dealer
  • Insurance company or agency
  • Lawyer or law firm
  • Other investment adviser
  • Real estate broker or dealer

Reported affiliations are types of related financial businesses as filed. They are not a conflict finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Current reported relationships

Names appear only as reported on this firm’s Form ADV. They are not standalone public profiles. Name-only or otherwise unconfirmed rows remain internal and are not shown.

Ownership and control

Schedule A is direct ownership. Schedule B is indirect ownership. An executive/control relationship is not the same as ownership.

  • Reported direct owner

    ALEXANDER, DANIEL, SEAN

    Individual as reported · Title/status as reported: EXECUTIVE VICE-PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported direct owner

    BUETI, ANTHONY, CHARLES

    Individual as reported · Title/status as reported: EXECUTIVE VICE-PRESIDENT, CHIEF OPERATING OFFICER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported direct owner

    BURA, KAREN, DOUGHERTY

    Individual as reported · Title/status as reported: VICE PRESIDENT, CONTROLLER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported direct owner

    ESTES, JASON, CHRISTOPHER

    Individual as reported · Title/status as reported: EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION & TECHNOLOGY OFFICER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported direct owner

    FORST, EDWARD, Samuel

    Individual as reported · Title/status as reported: ELECTED MANAGER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported direct owner

    Leckey, Kathleen, Kinslow

    Individual as reported · Title/status as reported: CEO

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported direct owner

    Mattson, Maureen, Ann

    Individual as reported · Title/status as reported: EXECUTIVE VICE-PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported direct owner

    McCarthy, Diane, Mulherrin

    Individual as reported · Title/status as reported: ELECTED MANAGER, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (TREASURER)

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

Showing 8 of 10 currently reported direct owners. Additional names remain in the source filing.

  • Reported executive/control relationship

    ALEXANDER, DANIEL, SEAN

    Individual as reported · Title/status as reported: EXECUTIVE VICE-PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    BUETI, ANTHONY, CHARLES

    Individual as reported · Title/status as reported: EXECUTIVE VICE-PRESIDENT, CHIEF OPERATING OFFICER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    BURA, KAREN, DOUGHERTY

    Individual as reported · Title/status as reported: VICE PRESIDENT, CONTROLLER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    ESTES, JASON, CHRISTOPHER

    Individual as reported · Title/status as reported: EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION & TECHNOLOGY OFFICER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    FORST, EDWARD, Samuel

    Individual as reported · Title/status as reported: ELECTED MANAGER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    Leckey, Kathleen, Kinslow

    Individual as reported · Title/status as reported: CEO

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    Mattson, Maureen, Ann

    Individual as reported · Title/status as reported: EXECUTIVE VICE-PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    McCarthy, Diane, Mulherrin

    Individual as reported · Title/status as reported: ELECTED MANAGER, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (TREASURER)

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

Showing 8 of 10 currently reported executive/control relationships. Additional names remain in the source filing.

Related organizations

  • Related organization reported by the adviser

    BEACON FINANCIAL ADVISORY LLC

    Organization as reported · CRD 174334

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    CAPITAL ADVISORS, LTD., LLC

    Organization as reported · CRD 153600

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    K2 FINANCIAL INC.

    Organization as reported · CRD 300913

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    LEGACY SOLUTIONS, LLC

    Organization as reported · CRD 323360

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    LINCOLN INVESTMENT PLANNING, LLC

    Organization as reported · CRD 519

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

    Organization as reported · CRD 288623

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC.

    Organization as reported · CRD 135832

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    WILLIAM ROANE SKEETERS, INC.

    Organization as reported · CRD 113813

    Reported in Form ADV dated July 20, 2026 · Registered investment adviser filing

Showing 8 of 9 currently reported related organizations. Additional names remain in the source filing.

Private funds reported by the adviser

Named funds appear only on this adviser profile. InvestorTrustHub does not publish standalone fund pages from this graph.

Item 7.B private-fund count as reported (not a named-fund list) · Item 7.B: No as reported · Count 7.B.(1): 0 · Gross assets as reported: 0

No current named private funds with an official Fund ID are available to display.

Other offices

Branch-numbered offices from current Form ADV filings. Address-only rows remain internal.

  • BETHLEHEM, PA, 18018 · United States

    Branch number 99119 · Reported in Form ADV dated July 20, 2026

  • MARLTON, NJ, 08053 · United States

    Branch number 99120 · Reported in Form ADV dated July 20, 2026

  • CARMEL, IN, 46032 · United States

    Branch number 578320 · Reported in Form ADV dated July 20, 2026

  • SHAKER HEIGHTS, OH, 44122 · United States

    Branch number 506255 · Reported in Form ADV dated July 20, 2026

  • TALLAHASSEE, FL, 32308 · United States

    Branch number 629678 · Reported in Form ADV dated July 20, 2026

  • ROCHESTER, NY, 14623 · United States

    Branch number 652381 · Reported in Form ADV dated July 20, 2026

  • LUTZ, FL, 33549 · United States

    Branch number 164054 · Reported in Form ADV dated July 20, 2026

  • ATLANTA, GA, 30349 · United States

    Branch number 99141 · Reported in Form ADV dated July 20, 2026

Showing 8 of 25 currently reported other offices. Additional names remain in the source filing.

Filing history / historical reported relationships

Historical filings are evidence of what was filed, not a restatement of current facts.

Filings in graph

64

RIA 64 · ERA 0

Latest relational filing

July 20, 2026

Registered investment adviser · Other-Than Anual Amendment For Registered Adviser

ADV-W filings

0

Shown as historical evidence only

Recent sec form adv filings
  • 2118884 · July 20, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · current reported filing
  • 2099186 · April 27, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2051808 · March 31, 2026 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 2015090 · September 9, 2025 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1915785 · November 25, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1915155 · November 21, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1866557 · April 18, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1847078 · March 28, 2024 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1825068 · February 8, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1715208 · March 31, 2023 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1688729 · November 22, 2022 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1673391 · August 31, 2022 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing

Sources and methodology

Evidence and source details

Material facts on this page are traced to the official SEC/IARD roster. Expand a panel to see source context. Raw 400-column filings are not dumped here.

Source, dataset, and retrieval

Source. U.S. Securities and Exchange Commission / IARD · Registered Investment Advisers (IARD firm roster) · record 162200 · retrieved August 18, 2026

Release: August 3, 2026

Evidence records tied to this firm: 7

Raw source snapshot: present

Source status text (not a consumer endorsement): Approved

What these terms mean

What is an RIA?

A registered investment adviser is a firm whose Form ADV/IARD record reports it as registered with the SEC or, in other contexts, a state. InvestorTrustHub shows what the cited official dataset reports. Registration is a regulatory category, not a quality rating.

What is an Exempt Reporting Adviser?

An Exempt Reporting Adviser files a limited Form ADV report because it qualifies for an exemption from full SEC registration. It is not a registered investment adviser. Exemption from full registration is not a finding of safety, quality, or honesty.

What is a CRD number?

A CRD number is the Central Registration Depository identifier assigned to a firm or individual in the IARD/CRD system. InvestorTrustHub uses the firm CRD as the stable identity key. A CRD is an identifier, not an endorsement.

What is an SEC file number?

An SEC file number (often beginning 801- for registered advisers or 802- for exempt reporting advisers) is an official file identifier in SEC/IARD records. If this source record does not include one, that absence is not proof that no file number exists in another source.

What does “reported as registered” mean?

It means the cited official dataset reports the firm as a registered investment adviser as of the source date. It does not mean InvestorTrustHub or the SEC approved, certified, or recommended the firm.

What does it NOT mean?

Registration does not establish investment quality, performance, honesty, suitability, low risk, fiduciary compliance in every circumstance, or the absence of regulatory problems. Missing research is not a clean record.

What InvestorTrustHub has not researched yet

Absence from this page is not a finding that a record is clean, that no disclosure exists, or that the firm has no associated professionals.

  • Individual professionals associated with this firm
  • FINRA BrokerCheck research
  • Detailed disciplinary history (DRP events)
  • State-specific enforcement records
  • Form ADV Part 2 brochure narrative
  • Standalone public fund or owner profiles
  • Investment performance
  • Portfolio holdings
  • Consumer reviews