Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

213 sourced firms · query 54 ms

Reported as registered
TOTAL INVESTMENT MANAGEMENT, INC.
CRD 108818 · SEC 801-69759
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRAJAN WEALTH, L.L.C.
CRD 158847 · SEC 801-100392
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TREASURE INVESTMENT MANAGEMENT, LLC
CRD 309258 · SEC 801-119780
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TREIBERG WEALTH MANAGEMENT
CRD 284140 · SEC 801-116731
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TREK FINANCIAL
CRD 109376 · SEC 801-58087
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIBECA FINANCIAL, LLC
CRD 113245 · SEC 801-60441
MESA, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRINITY CAPITAL ADVISER LLC
CRD 326133 · SEC 801-129747
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRITON WEALTH MANAGEMENT, PLLC
CRD 291070 · SEC 801-114305
SUN CITY, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNION CAPITAL COMPANY
CRD 110301 · SEC 801-121320
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
CRD 20804 · SEC 801-57198
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
UNSTOPPABLE ASSET
CRD 338072 · SEC 801-135005
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VERSANT CAPITAL MANAGEMENT, INC.
CRD 131692 · SEC 801-63192
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VERUS CAPITAL PARTNERS, LLC
CRD 151568 · SEC 801-78989
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VESTPOINTE WEALTH MANAGEMENT, LLC
CRD 132591 · SEC 801-122250
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VIGILARE WEALTH MANAGEMENT LLC
CRD 157663 · SEC 801-72385
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VISION2020 WEALTH MANAGEMENT CORP.
CRD 154149 · SEC 801-71541
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VORA WEALTH MANAGEMENT, PLLC
CRD 153559 · SEC 801-122599
FLAGSTAFF, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VOYA INVESTMENTS, LLC
CRD 111091 · SEC 801-48282
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WALL CAPITAL GROUP, INC.
CRD 105913 · SEC 801-41815
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WATTS GWILLIAM & COMPANY, LLC
CRD 131458 · SEC 801-63078
GILBERT, AZ
Source release August 3, 2026 · retrieved August 18, 2026