Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

584 sourced firms · query 77 ms

Reported as registered
ELLINGTON FINANCIAL MANAGEMENT LLC
CRD 150510 · SEC 801-70630
OLD GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELLINGTON GLOBAL ASSET MANAGEMENT, LLC
CRD 141772 · SEC 801-67147
OLD GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELLINGTON MANAGEMENT GROUP, L.L.C.
CRD 112493 · SEC 801-56399
OLD GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ELYPATH CAPITAL MANAGEMENT LLC
CRD 342148 · SEC 802-136360
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMPOWER FINANCIAL ADVISORY, LLC
CRD 313968 · SEC 801-121271
GLASTONBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENDEAVOUR CAPITAL ADVISORS INC.
CRD 137689 · SEC 801-73984
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENERGY INCOME PARTNERS
CRD 140799 · SEC 801-66907
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENGLE CAPITAL MANAGEMENT, L.P.
CRD 178525 · SEC 801-110191
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EQUINOX PARTNERS INVESTMENT MANAGEMENT LLC
CRD 105885 · SEC 801-28696
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ESSEX FINANCIAL SERVICES, INC.
CRD 127549 · SEC 801-62242
ESSEX, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXCEL WEALTH MANAGEMENT, LLC
CRD 299602 · SEC 801-114524
MANCHESTER, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EXPANDING CAPITAL
CRD 312564 · SEC 802-120545
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRBRIDGE ASSET MANAGEMENT LLC
CRD 314538 · SEC 801-127097
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRFIELD, BUSH & CO.
CRD 105970 · SEC 801-9532
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRLEAD ASSET MANAGEMENT LLC
CRD 297384 · SEC 801-122857
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRLEAD STRATEGIES LLC
CRD 341167 · SEC 801-135774
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRVIEW CAPITAL PARTNERS, LLC
CRD 161258 · SEC 801-74743
WEST HARTFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRVIEW CONSTITUTION MANAGEMENT IV LLC
CRD 159304 · SEC 801-72952
WEST HARTFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FCIG WEALTH MANAGEMENT, LLC
CRD 329906 · SEC 801-129706
PLAINFIELD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FERMAT CAPITAL MANAGEMENT, LLC
CRD 134099 · SEC 801-65497
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026