Reported as registered
KIAN CAPITAL PARTNERS, LLC
CRD 329179 · SEC 801-129981
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
325 sourced firms · query 152 ms
Exempt Reporting Adviser
KINETICOS LIFE SCIENCES MANAGEMENT LLC
CRD 318515 · SEC 802-123395
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KUCHARO WEALTH
CRD 329601 · SEC 801-135608
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KUHN ADVISORS, INC.
CRD 117816 · SEC 801-44183
DURHAM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAUREL WEALTH ADVISORS, LLC
CRD 118469 · SEC 801-69151
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEVEL WEALTH MANAGEMENT LLC
CRD 301381 · SEC 801-126572
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEWIS FINANCIAL MANAGEMENT, LLC
CRD 116344 · SEC 801-60666
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIFEPLAN GROUP
CRD 144157 · SEC 801-122570
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINDEN THOMAS ADVISORY SERVICES, LLC
CRD 288557 · SEC 801-110683
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LINVILLE CAPITAL
CRD 342522 · SEC 802-136603
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIONLIGHT CAPITAL, L.P.
CRD 342659 · SEC 802-136670
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIVE OAK PRIVATE WEALTH, LLC
CRD 297904 · SEC 801-113818
WILMINGTON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LUMINA WEALTH MANAGEMENT, LLC
CRD 291548 · SEC 801-112277
WILMINGTON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LYON WEALTH ADVISORS
CRD 325041 · SEC 801-133992
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MASONBORO ADVISORS
CRD 145151 · SEC 801-133988
WILMINGTON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MAUNEY-PITT FINANCIAL MANAGEMENT, INC.
CRD 337870 · SEC 801-134536
SHELBY, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MBL ADVISORS
CRD 305176 · SEC 801-117591
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MILESTONE INVESTMENTS, INC.
CRD 47090 · SEC 801-123585
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MILL CAPITAL MANAGEMENT, LLC
CRD 312798 · SEC 801-120478
CONCORD, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MILLBANK DARTMOOR PORTSMOUTH LLC
CRD 311046 · SEC 801-119757
ASHEVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026