Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

623 sourced firms · query 109 ms

Exempt Reporting Adviser
EMKO INDUSTRIAL GP I LLC
CRD 334508 · SEC 802-132272
NARBETH, PA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EMPACTFUL CAPITAL LLC
CRD 325002 · SEC 802-127372
DOYLESTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMSTONE ADVISERS, LLC
CRD 139061 · SEC 801-65994
LEOLA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENERTECH CAPITAL
CRD 161807 · SEC 802-119999
AMBLER, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENGLEBERT FINANCIAL ADVISERS, LLC
CRD 300568 · SEC 801-130503
ALLENTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENHANCING CAPITAL LLC
CRD 290018 · SEC 801-111927
HARRISBURG, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENTRUST FINANCIAL LLC
CRD 174694 · SEC 801-110230
WAYNE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENVESTNET PMC
CRD 111694 · SEC 801-57260
BERWYN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENVESTNET PORTFOLIO SOLUTIONS, INC.
CRD 109662 · SEC 801-43579
BERWYN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENVESTNET RETIREMENT SOLUTIONS, LLC
CRD 171570 · SEC 801-79855
BERWYN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EQUITA FINANCIAL NETWORK, INC.
CRD 277031 · SEC 801-120628
FORT WASHINGTON, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EQUUS CAPITAL PARTNERS, LTD.
CRD 158719 · SEC 801-72677
NEWTOWN SQUARE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ERICKSON FINANCIAL GROUP, LLC
CRD 299818 · SEC 801-120774
ALLENTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ETF ARCHITECT
CRD 171412 · SEC 801-79835
NEWTOWN SQUARE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ETHOS CAPITAL MANAGEMENT, INC.
CRD 313145 · SEC 801-132170
NEWTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ETHOS FINANCIAL GROUP, LLC
CRD 321748 · SEC 801-125779
KING OF PRUSSIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EUREKA EQUITY PARTNERS
CRD 159236 · SEC 801-74259
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVIDENT FINANCIAL
CRD 281661 · SEC 801-136032
ERIE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EWA, LLC
CRD 308977 · SEC 801-118806
PITTSBURGH, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXETER PROPERTY GROUP, LLC
CRD 161935 · SEC 801-74368
RADNOR, PA
Source release August 3, 2026 · retrieved August 18, 2026