Reported as state-registered
ABACUS WEALTH INTERNATIONAL (AWI)
CRD 308998
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1016 ms
Exempt Reporting Adviser
ABAKKUS ASSET MANAGER PRIVATE LIMITED
CRD 304571 · SEC 802-116967
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABAX GLOBAL CAPITAL
CRD 161029 · SEC 802-75930
KOWLOON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBEY CAPITAL LIMITED
CRD 153498 · SEC 801-71322
DUBLIN 2
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABBEY HILL FINANCIAL ADVISORS, LLC
CRD 126813
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABBINGTON WELLS LLC.
CRD 157464
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABBOTT CAPITAL MANAGEMENT CORP.
CRD 134334
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABC ARBITRAGE ASSET MANAGEMENT S.A.
CRD 161564 · SEC 802-74746
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABEL FINANCIAL MANAGEMENT CO.
CRD 121558 · SEC 801-132094
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABENDSTERN WEALTH MANAGEMENT, INC.
CRD 172715
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABÉNEX CAPITAL
CRD 321143 · SEC 802-126323
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABERCROMBIE INVESTMENTS
CRD 321611
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABERFORTH
CRD 331982 · SEC 802-130919
EDINBURGH, MIDLOTHIAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABERLE INVESTMENT MANAGEMENT LLC
CRD 286421
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABILITY FIRST
CRD 300076
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABK MANAGEMENT LLC
CRD 270019
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABOUT TIME FINANCIAL PLANNING
CRD 327989
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026