Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 353 ms

Reported as registered
NEOSTELLAR ADVISORS LLC
CRD 343216 · SEC 801-136737
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NERDWALLET WEALTH PARTNERS, LLC
CRD 337328 · SEC 801-133943
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NESTEGG ADVISORS, INC.
CRD 125878 · SEC 801-127294
HAUPPAUGE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NET RETURN ASSET MANAGEMENT LLC
CRD 159895 · SEC 801-74017
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NETWORK INVESTMENT ADVISORS INCORPORATED
CRD 290927 · SEC 801-112346
COMMACK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEUBERGER BERMAN INVESTMENT ADVISERS LLC
CRD 124687 · SEC 801-61757
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEVILLE, RODIE & SHAW INC
CRD 104969 · SEC 801-4148
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW 2ND CAPITAL
CRD 292254 · SEC 801-114008
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW AGE ALPHA
CRD 299011 · SEC 801-116789
RYE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEW CIRCLE CAPITAL
CRD 343197 · SEC 802-137042
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW HOLLAND CAPITAL, LLC
CRD 160211 · SEC 801-74244
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW HOLLAND TRADING LLC
CRD 337695 · SEC 801-134365
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW HORIZON FINANCIAL STRATEGIES, LLC
CRD 125729 · SEC 801-118348
ITHACA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEW INDUSTRIAL PARTNERS LLC
CRD 342425 · SEC 802-136398
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW LEAF VENTURE PARTNERS
CRD 163897 · SEC 801-80793
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW LEGACY GROUP, LLC
CRD 160969 · SEC 801-74446
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW MOUNTAIN CAPITAL, LLC
CRD 161394 · SEC 801-74051
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.
CRD 307111 · SEC 801-118070
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW MOUNTAIN FINANCE ADVISERS, L.L.C.
CRD 155493 · SEC 801-71948
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026