Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 299 ms

Reported as registered
NEW SILK ROUTE
CRD 161339 · SEC 801-74149
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW STATE CAPITAL PARTNERS
CRD 170409 · SEC 801-96312
NEW ROCHELLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEW YORK CITY INVESTMENT FUND MANAGER, INC.
CRD 163343 · SEC 802-75144
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CRD 109591 · SEC 801-57396
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWBROOK CAPITAL ADVISORS LP
CRD 138930 · SEC 801-65330
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWLIGHT PARTNERS LP
CRD 296190 · SEC 801-113820
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWMAN LADD CAPITAL ADVISORS, LLC.
CRD 129860 · SEC 801-79297
CAMILLUS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWOAK ASSET MANAGEMENT LLC
CRD 172956 · SEC 801-80361
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLC
CRD 321208 · SEC 801-128201
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWTYN MANAGEMENT, LLC
CRD 161156 · SEC 801-73991
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXPHASE CAPITAL, LP
CRD 281893 · SEC 801-106904
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEXQUANT EXCHANGE LTD
CRD 339753 · SEC 802-134999
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXT CAPITAL MANAGEMENT LLC
CRD 110793 · SEC 801-56281
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXT LEVEL PRIVATE LLC
CRD 313247 · SEC 801-122122
HARRISON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXT MANAGEMENT ADVISORS, LLC
CRD 324644 · SEC 801-129135
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEXUS GENESIS CAPITAL LTD.
CRD 340473 · SEC 802-135340
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NGC FINANCIAL, LLC
CRD 139992 · SEC 801-129067
BAYSIDE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NIGHT SQUARED LP
CRD 333933 · SEC 801-131733
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC.
CRD 311890 · SEC 801-133897
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NINE LEFT CAPITAL LP
CRD 332838 · SEC 801-131116
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026