Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 529 ms

Reported as registered
ASSET MANAGEMENT CONSULTING SERVICES, INC.
CRD 128793 · SEC 801-62460
LIVINGSTON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT GROUP
CRD 319444 · SEC 801-125697
CARTERSVILLE, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT GROUP INVESTMENT CORP.
CRD 168369 · SEC 801-78374
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT GROUP OF BANK OF HAWAII
CRD 112324 · SEC 801-60203
HONOLULU, HI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT GROUP, INC.
CRD 110116 · SEC 801-55461
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT ONE CO., LTD.
CRD 110843 · SEC 801-55047
TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT ONE USA INC.
CRD 108982 · SEC 801-54930
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT STRATEGIES, INC.
CRD 135173 · SEC 801-108628
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASSET MANAGEMENT VENTURES, LLC
CRD 160606 · SEC 802-74694
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET ONE WEALTH MANAGEMENT, LLC
CRD 336350 · SEC 801-132828
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET PLANNING CORPORATION
CRD 126242 · SEC 801-63461
W. PALM BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET PLANNING SERVICES INC
CRD 104715 · SEC 801-29419
COVINGTON, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET PLANNING, INC
CRD 111535 · SEC 801-62993
LOS ALAMITOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET PRESERVATION ADVISORS, LLC
CRD 106741 · SEC 801-41636
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET PRESERVATION GROUP INC
CRD 108150 · SEC 801-56931
GRAPEVINE, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASSET RESURGENCE MAURITIUS MANAGER
CRD 306455 · SEC 802-119273
MOKA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET RISK CONSULTANTS (UK) LIMITED
CRD 292916 · SEC 801-113652
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET STRATEGY ADVISORS, LLC
CRD 139879 · SEC 801-66549
WAYLAND, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET STRATEGY CONSULTANTS LLC
CRD 110800 · SEC 801-55215
HUNT VALLEY, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC
CRD 147982 · SEC 801-113160
CAMP HILL, PA
Source release August 3, 2026 · retrieved August 18, 2026