Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 226 ms

Reported as registered
ROOF EIDAM MAYCOCK PERALTA LLC
CRD 106696 · SEC 801-53480
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROOT VENTURES MANAGER, LLC
CRD 175079 · SEC 802-132018
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSEMAN WAGNER WEALTH MANAGEMENT
CRD 148221 · SEC 801-69561
ROCKLIN, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSENBLUM SILVERMAN SUTTON SF INC
CRD 105774 · SEC 801-21730
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSENWALD CAPITAL MANAGEMENT, INC.
CRD 290118 · SEC 801-112520
REDONDO BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROSS CREEK CAPITAL MANAGEMENT, LLC
CRD 163820 · SEC 802-81102
LARKSPUR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROUND HILL ASSET MANAGEMENT INC
CRD 107069 · SEC 801-26950
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROUTE ONE INVESTMENT COMPANY, L.P.
CRD 156398 · SEC 801-72235
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROW ASSET MANAGEMENT, LLC
CRD 168336 · SEC 801-78326
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RPA FINANCIAL, LLC
CRD 294105 · SEC 801-113540
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RPG INVESTMENT ADVISORY, LLC
CRD 172173 · SEC 801-80481
PLEASANTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RPS MANAGEMENT LLC
CRD 306091 · SEC 802-118014
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RRG CAPITAL MANAGEMENT LLC
CRD 291853 · SEC 801-113452
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RS CRUM INC.
CRD 158621 · SEC 801-72672
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RSC ASSET MANAGEMENT GROUP, LLC
CRD 312211 · SEC 801-129760
STUDIO CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLC
CRD 324467 · SEC 801-130005
STUDIO CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUBICON ADVISORS
CRD 174447 · SEC 801-109012
REDDING, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUDNEY ASSOCIATES
CRD 110235 · SEC 801-60080
ALAMO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUNNING POINT CAPITAL ADVISORS LLC
CRD 306275 · SEC 801-117793
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RVW WEALTH LLC
CRD 140451 · SEC 801-66674
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026