Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 339 ms

Reported as registered
NINE MASTS CAPITAL ADVISERS LLC
CRD 322775 · SEC 801-131028
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NINE THIRTY CAPITAL MANAGEMENT, LLC
CRD 130545 · SEC 801-62963
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NINETY ONE NORTH AMERICA, INC.
CRD 167922 · SEC 801-80153
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NINTH ETERNITY ASSET MANAGEMENT LLC
CRD 306985 · SEC 801-124851
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NIOBRARA CAPITAL PARTNERS
CRD 332070 · SEC 801-131035
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC.
CRD 156244 · SEC 801-73279
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NMS CAPITAL SERVICES, LLC
CRD 158140 · SEC 801-73560
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NOBLE PILLAR CAPITAL LTD
CRD 342309 · SEC 802-136385
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOKOTA MANAGEMENT, LP
CRD 159004 · SEC 801-73120
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NOMI CAPITAL LLC
CRD 334285 · SEC 802-134891
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOMURA ASSET MANAGEMENT U.S.A. INC.
CRD 108222 · SEC 801-12129
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOMURA CAPITAL MANAGEMENT LLC
CRD 324417 · SEC 801-127179
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC
CRD 110411 · SEC 801-38965
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.
CRD 116837 · SEC 801-60715
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NORLANTIC
CRD 333609 · SEC 802-131539
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH CASTLE PARTNERS, LLC
CRD 158213 · SEC 801-73792
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH ISLAND VENTURES
CRD 309291 · SEC 801-118941
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH PEAK CAPITAL MANAGEMENT, LLC
CRD 294042 · SEC 801-113016
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH WOODS WEALTH MANAGEMENT
CRD 226575 · SEC 801-115081
BUFFALO, NY
Source release August 3, 2026 · retrieved August 18, 2026