Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 305 ms

Reported as registered
NORTHCAPE WEALTH MANAGEMENT
CRD 312350 · SEC 801-120425
WILLIAMSVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NORTHERN BORDER ADVISORS LLC
CRD 333791 · SEC 802-131542
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHLANDING FINANCIAL PARTNERS, LLC
CRD 167055 · SEC 801-77720
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHSANDS CAPITAL
CRD 331698 · SEC 801-134040
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHSTAR CAPITAL FUNDS, LLC
CRD 138526 · SEC 801-65437
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOSURIS, INC.
CRD 160979 · SEC 801-135759
LYNBROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NOTATION CAPITAL MANAGEMENT, LLC
CRD 327638 · SEC 802-129002
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOTE ADVISORS, LLC
CRD 171466 · SEC 801-79807
BUFFALO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOTTINGHAM ADVISORS INC.
CRD 104928 · SEC 801-17685
AMHERST, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOTTINGHAM WEALTH PARTNERS, INC.
CRD 306971 · SEC 801-120561
SYRACUSE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOVA INFRASTRUCTURE MANAGEMENT, LLC
CRD 304510 · SEC 801-117516
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOVEM GROUP
CRD 158964 · SEC 801-72741
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
NOW ASSET MANAGEMENT LLC
CRD 341388 · SEC 801-136213
PURCHASE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NRDC EQUITY MANAGEMENT COMPANY LLC
CRD 328121 · SEC 802-128829
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NUT TREE CAPITAL MANAGEMENT, LP
CRD 282219 · SEC 801-107075
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NUVEEN ALTERNATIVES ADVISORS LLC
CRD 160255 · SEC 801-74475
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NUVION CAPITAL INC.
CRD 339388 · SEC 802-134831
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NVP CAPITAL MANAGEMENT, L.L.C.
CRD 339603 · SEC 802-136065
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NWI MANAGEMENT LP
CRD 158366 · SEC 801-74514
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NX1 CAPITAL LP
CRD 339026 · SEC 801-134709
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026