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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 225 ms

  • Exempt Reporting Adviser

    SAV MANAGEMENT COMPANY, LLC

    CRD 338297 · SEC 802-134902

    PALO ALTO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SAVANT PARTNERS, LLC

    CRD 312567 · SEC 801-120652

    SAN MATEO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SAXON SECURITIES LLC

    CRD 155168 · SEC 801-79118

    SAN FRANCISCO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SAYBROOK FUND ADVISORS, LLC

    CRD 158634 · SEC 801-72671

    SANTA MONICA, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SAZZE PARTNERS, INC.

    CRD 298152 · SEC 802-132603

    BURLINGAME, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SBJ CAPITAL

    CRD 293841 · SEC 801-126318

    WALNUT CREEK, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SCALE VENTURE PARTNERS

    CRD 162728 · SEC 802-75097

    FOSTER CITY, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SCENIC MANAGEMENT LLC

    CRD 315808 · SEC 801-136535

    SAN FRANCISCO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SCHARF INVESTMENTS, LLC

    CRD 105508 · SEC 801-18799

    LOS GATOS, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SCHELLING POINT PARTNERS

    CRD 342034 · SEC 802-136230

    BERKELEY, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SCHEMATIC VENTURES, LLC

    CRD 318094 · SEC 802-123210

    SAN FRANCISCO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SCHMITZ CAPITAL PARTNERS, LLC

    CRD 105702 · SEC 801-33527

    MILL VALLEY, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SCHWAB WEALTH ADVISORY, INC.

    CRD 159035 · SEC 801-72795

    SAN FRANCISCO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SCI CAPITAL PARTNERS LP

    CRD 332592 · SEC 801-131180

    LOS ANGELES, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SCOP VENTURES, LLC

    CRD 331287 · SEC 802-130592

    SANTA BARBARA, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SCOPUS VENTURES MANAGEMENT, LLC

    CRD 290387 · SEC 802-123389

    LOS ANGELES, CA

    Source release August 3, 2026 · retrieved August 18, 2026